Juan A. Pinilla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Juan Andres Pinilla was a registered financial professional .
Juan is a previously registered financial professional and started their career in finance in 1981. Juan had worked at 4 firms and has passed the Series 65, Series 63, Series 22TO, Series 99TO, SIE, Series 7, Series 15, Series 4, Series 24, Series 53 and Series 12 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2022 - August 18, 2026
LATIN SECURITIES INC.
December 19, 2017 - September 30, 2020
LARRAINVIAL SECURITIES US LLC
January 31, 2005 - October 11, 2005
GUGGENHEIM INVESTMENT ADVISORS, LLC
June 23, 1981 - March 4, 2002
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 15
Date: 5/12/1984
Foreign Currency Options ExaminationSeries 12
Date: 3/17/1984
NYSE Branch Manager ExaminationCurrent Firm
LATIN SECURITIES INC.
CRD#: 164117 / SEC#: , 8-69086
Contact information
FINRA licenses (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 25,162,061 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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