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JP

Juan A. Pinilla

LATIN SECURITIES
Miami, FL 33131
Some features on this profile are disabled
CRD#: 734534
JP

Professional summary

Juan Andres Pinilla is a registered financial professional currently at LATIN SECURITIES INC. located in Miami, Florida.

Juan is registered as a RR (Registered Representative) and started their career in finance in 1981. Juan has worked at 4 firms and has passed the Series 65, Series 63, Series 22TO, Series 99TO, SIE, Series 7, Series 15, Series 4, Series 24, Series 53 and Series 12 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Juan Andres Pinilla's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 18, 2022 - Present

LATIN SECURITIES INC.

Office #1: 100 Se 2nd Street, Suite #3975, Miami, FL 33131
RIA
BD
CRD#: 164117
Miami, FL
Past

December 19, 2017 - September 30, 2020

LARRAINVIAL SECURITIES US LLC

BD
CRD#: 152424
MIAMI, FL
Past

January 31, 2005 - October 11, 2005

GUGGENHEIM INVESTMENT ADVISORS, LLC

RIA
CRD#: 108263
MIAMI, FL
Past

June 23, 1981 - March 4, 2002

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/18/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/24/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/16/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/19/2017
General Securities Representative Examination
General Industry/Product Exam
RR
Series 15
Date: 5/12/1984
Foreign Currency Options Examination
Principal/Supervisory Exam
RR
Series 4
Date: 6/27/2023
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/3/2023
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 8/13/2001
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 12
Date: 3/17/1984
NYSE Branch Manager Examination
SRO Registrations
RR
FINRA

Current Firm

LS
LATIN SECURITIES INC.
KOVACK INTERNATIONAL SECURITIES INC | LATIN SECURITIES, INC. | LATIN SECURITIES INC. | LATIN SECURITIES INC | KOVACK INTERNATIONAL WEALTH MANAGEMENT, INC.

CRD#: 164117 / SEC#: , 8-69086

Delaware
Registered Investment Advisory firm - SEC (11/28/2023 Approved)
Florida
Registered Investment Advisory firm - SEC (6/29/2023 Approved)
Wyoming
Registered Investment Advisory firm - SEC (10/30/2023 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
100 Se 2nd Street, Suite #3975, Miami, FL 33131
Mailing Address
100 Se 2nd Street, Suite #3975, Miami, FL 33131
Phone number
(786) 579-0234
Established
Florida since 01/02/2012
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
6

FINRA licenses (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LATIN SECURITIES HOLDINGS, LLCSHAREHOLDER
DAGLIO, ALINA ANASTASIACCO7470112
PINILLA, JUAN ANDRESCEO734534
RAMIREZ, SEBASTIANCIO6181852
VELASQUEZ ELNESER, FARID ANDRESFINOP4865394
VICTORICA GARCIA, PATRICIACOO2788122

Regulatory assets under management

Total Number of Accounts16
AUM (Assets Under Management)$ 25,162,061

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LATIN SECURITIES INC.

CRD#: 164117Miami, FL 33131

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