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JB

James H. Bryja

WALNUT CREEK CAPITAL ADVISORS
ATLANTA, GA 30328
Some features on this profile are disabled
CRD#: 7345200
JB

Professional summary

James Howard Bryja is a registered financial professional currently at WALNUT CREEK CAPITAL ADVISORS, LLC located in Atlanta, Georgia.

James is registered as a RR (Registered Representative) and started their career in finance in 2021. James has worked at 1 firm and has passed the Series 63, SIE and Series 79TO exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Howard Bryja's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 8, 2021 - Present

WALNUT CREEK CAPITAL ADVISORS, LLC

Office #1: 2100 Riveredge Pkwy Suite 1230, Atlanta, GA 30328
BD
CRD#: 131856
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(9/9/2021)
RR
Georgia
(9/9/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 4/8/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/8/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/20/2021
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WC
WALNUT CREEK CAPITAL ADVISORS, LLC
WALNUT CREEK CAPITAL ADVISORS, LLC

CRD#: 131856 / SEC#: , 8-66521

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
2100 Riveredge Pkwy Suite 1230, Atlanta, GA 30328
Mailing Address
2100 Riveredge Pkwy Suite 1230, Atlanta, GA 30328
Phone number
(678) 322-3000
Established
Georgia since 04/06/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ASCENT SECURITIES, LLCOWNER
WATT, GORDON RICHARDSON IIIPRESIDENT/CEO2478652
MASON, MICHAEL ANDREWOWNER2074980
SAMSON, EDWARD GREGORYFINOP2041321
WILLIAMS, JOHN RAYCCO1865081

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WALNUT CREEK CAPITAL ADVISORS, LLC

CRD#: 131856Atlanta, GA 30328

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