MY
Mark B. Yarbrough
ST. BERNARD FINANCIAL SERVICES
Russellville, AR 72801-2551
Some features on this profile are disabled
CRD#: 734487
MY
Professional summary
Mark Bolton Yarbrough is a registered financial advisor currently at ST. BERNARD FINANCIAL SERVICES, INC. located in Russellville, Arkansas.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Mark has worked at 25 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 52 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MIDLAND FINANCIAL, OWNER
WHOLE LIFE INSURANCE, 30 HOURS WEEKLY
CRS (Client Relationship Summary) - RIA
Click below to view Mark Bolton Yarbrough's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark Bolton Yarbrough's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 14, 2015 - Present
ST. BERNARD FINANCIAL SERVICES, INC.
Office #1: 1609 West Main St, Russellville, AR 72801-2551Office #2: 424 W Walnut, Rogers, AR 72756Office #3: 424 W. Walnut, Rogers, AR 72756RIA
BD
CRD#: 36956
Russellville, AR
Current
April 26, 2010 - Present
ST. BERNARD FINANCIAL SERVICES, INC.
Office #1: 1609 West Main St, Russellville, AR 72801-2551Office #2: 424 W. Walnut, Rogers, AR 72756RIA
BD
CRD#: 36956
Russellville, AR
Past
March 26, 2010 - April 21, 2010
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
CINCINNATI, OH
Past
February 13, 2006 - December 16, 2009
RIDGEWAY & CONGER, INC.
BD
CRD#: 113055
ROGERS, AR
Past
February 3, 2003 - January 21, 2006
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
LINCOLN, NE
Past
December 13, 2002 - December 31, 2002
EASTERN POINT ADVISORS INC.
RIA
CRD#: 107123
ROGERS, AR
Past
December 19, 2001 - December 31, 2002
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
LYNNFIELD, MA
Past
June 26, 2001 - October 11, 2001
FIRST FINANCIAL BROKERAGE SERVICES, INC.
BD
CRD#: 43663
HARRISON, AR
Past
May 19, 2000 - June 19, 2001
FINANCIAL WORLD CORPORATION
BD
CRD#: 41377
OVERLAND PARK, KS
Past
February 10, 1999 - May 22, 2000
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
July 15, 1997 - November 17, 1998
JOHN R. TAYLOR FINANCIAL GROUP, INC.
BD
CRD#: 39312
BIRMINGHAM, AL
Past
November 20, 1995 - June 23, 1997
AMUNI FINANCIAL, INC.
BD
CRD#: 8365
ST. PETERSBURG, FL
Past
June 7, 1995 - November 1, 1995
UNITED PACIFIC SECURITIES, INC.
BD
CRD#: 21986
CARLSBAD, CA
Past
January 23, 1995 - May 8, 1995
LIBERTY CAPITAL MARKETS, INC.
BD
CRD#: 16534
Past
September 23, 1993 - January 20, 1995
HENDERSON SECURITIES, INC.
BD
CRD#: 31335
Past
February 12, 1992 - September 14, 1993
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Past
March 6, 1991 - February 11, 1992
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
January 10, 1990 - February 19, 1991
DICKINSON & CO.
BD
CRD#: 689
DES MOINES, IA
Past
April 20, 1989 - December 31, 1989
LASALLE ST SECURITIES, L.L.C.
BD
CRD#: 7191
ELMHURST, IL
Past
October 15, 1987 - December 8, 1988
U.S. ASSOCIATES, INC.
BD
CRD#: 13511
Past
January 5, 1987 - October 8, 1987
BOWMAN & COMPANY INCORPORATED
BD
CRD#: 15983
Past
June 26, 1985 - December 22, 1986
SWINK & COMPANY, INC.
BD
CRD#: 7111
Past
March 9, 1984 - June 29, 1985
UMIC, INC.
BD
CRD#: 5974
Past
July 25, 1983 - February 15, 1984
R. ROWLAND & CO., INCORPORATED
BD
CRD#: 911
Past
May 6, 1982 - July 25, 1983
UNITED CAPITAL CORPORATION
BD
CRD#: 8268
Past
June 23, 1981 - April 23, 1982
BRITTENUM & ASSOCIATES, INC.
BD
CRD#: 7179
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SB
ST. BERNARD FINANCIAL SERVICES, INC.
BANKS AND BROWN FINANCIAL ADVISORS | WARD FINANCIAL SERVICES | TURNER FINANCIAL | TULSATAXDEPOT.COM | ST. BERNARD FINANCIAL SERVICES, INC. | ST BERNARD FINANCIAL SERVICES, INC. | SOUTH TEXAS WEALTH | SCHERSHELWEALTH.COM | PULLEN FINANCIAL | MFCENTER.COM | KESSLER FINANCIAL | INTEGRATED FINANCIAL SOLUTIONS OF KANSAS CITY | BISHOP INSURANCE
CRD#: 36956 / SEC#: 801-113763, 8-47566
RIA
Registered Investment Advisory firm - SEC (7/31/2018 Approved)Arkansas
Registered Investment Advisory firm - SEC (11/1/2018 Terminated)Connecticut
Registered Investment Advisory firm - SEC (8/21/2018 Terminated)Florida
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Illinois
Registered Investment Advisory firm - SEC (7/31/2018 Terminated)Indiana
Registered Investment Advisory firm - SEC (8/3/2018 Terminated)Louisiana
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Minnesota
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Missouri
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)New York
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)North Carolina
Registered Investment Advisory firm - SEC (8/3/2018 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Texas
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Virginia
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Washington
Registered Investment Advisory firm - SEC (8/9/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(5/3/2010)
IAR
Arkansas(1/14/2015)
RR
Missouri(7/15/2022)
RR
Texas(8/7/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SB
ST. BERNARD FINANCIAL SERVICES, INC.
BANKS AND BROWN FINANCIAL ADVISORS | WARD FINANCIAL SERVICES | TURNER FINANCIAL | TULSATAXDEPOT.COM | ST. BERNARD FINANCIAL SERVICES, INC. | ST BERNARD FINANCIAL SERVICES, INC. | SOUTH TEXAS WEALTH | SCHERSHELWEALTH.COM | PULLEN FINANCIAL | MFCENTER.COM | KESSLER FINANCIAL | INTEGRATED FINANCIAL SOLUTIONS OF KANSAS CITY | BISHOP INSURANCE
CRD#: 36956 / SEC#: 801-113763, 8-47566
RIA
Registered Investment Advisory firm - SEC (7/31/2018 Approved)Arkansas
Registered Investment Advisory firm - SEC (11/1/2018 Terminated)Connecticut
Registered Investment Advisory firm - SEC (8/21/2018 Terminated)Florida
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Illinois
Registered Investment Advisory firm - SEC (7/31/2018 Terminated)Indiana
Registered Investment Advisory firm - SEC (8/3/2018 Terminated)Louisiana
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Minnesota
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Missouri
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)New York
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)North Carolina
Registered Investment Advisory firm - SEC (8/3/2018 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Texas
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Virginia
Registered Investment Advisory firm - SEC (8/2/2018 Terminated)Washington
Registered Investment Advisory firm - SEC (8/9/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
1609 West Main St., Russellville, AR 72801
Mailing Address
1609 West Main St., Russellville, AR 72801
Phone number
(479) 967-1200
Established
Arkansas since 03/24/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
109
SEC notice filing (40 States and Territories)
FINRA licenses (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 841 |
| AUM (Assets Under Management) | $ 130,472,570 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ST. BERNARD FINANCIAL SERVICES, INC.
CRD#: 36956Russellville, AR 72801-2551TRUST BUT VERIFY
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