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KB

Kerry L. Broderick

Some features on this profile are disabled
CRD#: 7344563
KB

Professional summary

Kerry Lee Broderick was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Kerry is a previously registered financial professional and started their career in finance in 2021. Prior to being barred, Kerry had worked at 4 firms, which includes HIBERNIA WEALTH PARTNERS LLC, OSAIC WEALTH INC., PRIVATE ADVISOR GROUP LLC, LPL FINANCIAL LLC.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 2/2021: HWP DBA -Tenpath Financial Group 2. 2/2021: HWP DBA - Planning Across The Spectrum

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 8, 2023 - June 5, 2023

HIBERNIA WEALTH PARTNERS, LLC

RIA
CRD#: 319509
Allston, MA
Past

January 3, 2023 - January 4, 2023

OSAIC WEALTH, INC.

RIA
CRD#: 23131
West Hartford, CT
Past

December 16, 2022 - January 4, 2023

OSAIC WEALTH, INC.

BD
CRD#: 23131
West Hartford, CT
Past

October 10, 2022 - December 21, 2022

PRIVATE ADVISOR GROUP, LLC

RIA
CRD#: 155216
Farmington, CT
Past

November 5, 2021 - January 11, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
WEST HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HIBERNIA WEALTH PARTNERS, LLC
DEPENDENT FINANCIAL PLANNING | THE NEURODIVERSITY INDEX | TENPATH FINANCIAL GROUP | PSHWM LLC | PLANNING ACROSS THE SPECTRUM | JFS WEALTH MANAGEMENT | HIBERNIA WEALTH PARTNERS, LLC | HIBERNIA WEALTH MANAGEMENT

CRD#: 319509 / SEC#: 801-124947

RIA
Registered Investment Advisory firm - (5/5/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 5/6/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/25/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/5/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/26/2021
Securities Industry Essentials Examination

Current Firm

HW
HIBERNIA WEALTH PARTNERS, LLC
DEPENDENT FINANCIAL PLANNING | THE NEURODIVERSITY INDEX | TENPATH FINANCIAL GROUP | PSHWM LLC | PLANNING ACROSS THE SPECTRUM | JFS WEALTH MANAGEMENT | HIBERNIA WEALTH PARTNERS, LLC | HIBERNIA WEALTH MANAGEMENT

CRD#: 319509 / SEC#: 801-124947

RIA
Registered Investment Advisory firm - (5/5/2022 Approved)
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Contact information

Main Address
6700 Jefferson Hwy. Building 4, Suite B, Baton Rouge, LA 70806
Mailing Address
Phone number
(225) 778-7972
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HWP - ADV PART 2A (9/1/2025)
HWP WRAP BROCHURE (4/9/2025)

Regulatory assets under management

Total Number of Accounts1,146
AUM (Assets Under Management)$ 346,617,660

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HIBERNIA WEALTH PARTNERS, LLC

CRD#: 319509

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