Jonathan Radnor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Radnor was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1981. Jonathan had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2011 - October 13, 2020
AMERICAN TRUST INVESTMENT SERVICES, INC.
February 6, 2008 - March 2, 2011
LASALLE ST SECURITIES, L.L.C.
January 8, 2007 - December 31, 2007
KIMBALL & CROSS INVESTMENT MANAGEMENT CORP.
February 26, 1987 - December 31, 2006
LASALLE ST SECURITIES, L.L.C.
October 27, 1986 - February 2, 1987
FINANCIAL SQUARE PARTNERS
July 20, 1981 - October 27, 1986
FREEHLING & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN TRUST INVESTMENT SERVICES, INC.
CRD#: 3001 / SEC#: , 8-14394
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
