Robert C. Hill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Cecil Hill JR, who also goes by Robert Cecil Hill, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1981. Robert had worked at 17 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2000 - July 3, 2006
IDS LIFE INSURANCE COMPANY
September 13, 2000 - March 22, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
July 11, 1999 - August 9, 2000
DIRKS & COMPANY, INC.
September 23, 1998 - May 28, 1999
ADOLPH KOMORSKY INVESTMENTS
October 20, 1997 - May 20, 1998
JWGENESIS SECURITIES, INC.
March 4, 1997 - October 24, 1997
SHAMUS GROUP, INC.
May 8, 1995 - March 3, 1997
AMERICORP SECURITIES, INC.
September 9, 1994 - May 9, 1995
FIRST ASSET MANAGEMENT, INC.
April 4, 1994 - September 8, 1994
FIRST ALLIED SECURITIES, INC.
August 24, 1993 - April 13, 1994
EMANUEL AND COMPANY
November 9, 1989 - September 20, 1993
COMMONWEALTH ASSOCIATES
September 15, 1989 - December 7, 1989
PRUDENTIAL EQUITY GROUP, LLC
April 22, 1989 - September 15, 1989
THOMSON MCKINNON SECURITIES INC.
October 20, 1986 - April 26, 1989
D. H. BLAIR & CO., INC.
February 22, 1984 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
January 30, 1984 - October 27, 1986
LEHMAN BROTHERS INC.
June 22, 1981 - January 25, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IDS LIFE INSURANCE COMPANY
CRD#: 6321 / SEC#: , 8-14124
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERIPRISE FINANCIAL, INC. | SHAREHOLDER | |
| ALVERO, GUMER CRUZ | DIRECTOR, EVP - ANNUITIES | 1975307 |
| BECHTOLD, TIMOTHY VERNON | DIRECTOR, PRESIDENT | 1621000 |
| BERMAN, ARTHUR HOWARD | DIRECTOR, EVP - FINANCE | 4591628 |
| RUETHER, JULIE ANN | CHIEF COMPLIANCE OFFICER | 1090661 |
| SCHWARZMANN, MARK EDWARD | DIRECTOR, CEO, COB | 4742555 |
| STEWART, DAVID KENT | VICE PRESIDENT AND CONTROLLER | 2990869 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
