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Robert Cecil Hill Jr

CRD# 734441·Registered 1981 - 2006
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Cecil Hill JR, who also goes by Robert Cecil Hill, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1981 - 2006. Robert had worked at 17 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Cecil Hill

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
September 13, 2000 - July 3, 2006
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Tarrytown, NY
September 13, 2000 - March 22, 2019
DIRKS & COMPANY, INC.·CRD# 42185
BD
New York, NY
July 11, 1999 - August 9, 2000
ADOLPH KOMORSKY INVESTMENTS·CRD# 30838
BD
Tarrytown, NY
September 23, 1998 - May 28, 1999
JWGENESIS SECURITIES, INC.·CRD# 33832
BD
Boca Raton, FL
October 20, 1997 - May 20, 1998
SHAMUS GROUP, INC.·CRD# 5036
BD
March 4, 1997 - October 24, 1997
AMERICORP SECURITIES, INC.·CRD# 30405
BD
New York, NY
May 8, 1995 - March 3, 1997
FIRST ASSET MANAGEMENT, INC.·CRD# 17341
BD
Garden City, NY
September 9, 1994 - May 9, 1995
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
San Diego, CA
April 4, 1994 - September 8, 1994
EMANUEL AND COMPANY·CRD# 7309
BD
New York, NY
August 24, 1993 - April 13, 1994
COMMONWEALTH ASSOCIATES·CRD# 20833
BD
New York, NY
November 9, 1989 - September 20, 1993
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
September 15, 1989 - December 7, 1989
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
New York, NY
April 22, 1989 - September 15, 1989
D. H. BLAIR & CO., INC.·CRD# 6833
BD
October 20, 1986 - April 26, 1989
LEHMAN BROTHERS KUHN LOEB INCORPORATED·CRD# 7555
BD
February 22, 1984 - June 27, 1984
LEHMAN BROTHERS INC.·CRD# 7506
BD
January 30, 1984 - October 27, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
June 22, 1981 - January 25, 1984

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Current Firm

IL
IDS LIFE INSURANCE COMPANY

IDS LIFE INSURANCE COMPANY

CRD#: 6321 / SEC#: 8-14124
BD
Terminated by SEC on 02/17/2007

Contact Information

Established

Minnesota since 08/07/1957

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AMERIPRISE FINANCIAL, INC.SHAREHOLDER—
ALVERO, GUMER CRUZDIRECTOR, EVP - ANNUITIES1975307
BECHTOLD, TIMOTHY VERNONDIRECTOR, PRESIDENT1621000
BERMAN, ARTHUR HOWARDDIRECTOR, EVP - FINANCE4591628
RUETHER, JULIE ANNCHIEF COMPLIANCE OFFICER1090661
SCHWARZMANN, MARK EDWARDDIRECTOR, CEO, COB4742555
STEWART, DAVID KENTVICE PRESIDENT AND CONTROLLER2990869

Disclosures

Regulatory Event

8

Arbitration

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1982About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1981About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 1990About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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