Janice E. Antonowicz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janice Elaine Antonowicz, who also goes by Janice Elaine Reising, was a registered financial professional .
Janice is a previously registered financial professional and started their career in finance in 1981. Janice had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 8, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2013 - April 1, 2016
SS&C MARKET SERVICES, LLC
October 5, 2009 - April 14, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
October 5, 2009 - April 14, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
October 2, 2009 - June 10, 2013
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
March 31, 2005 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
April 24, 2001 - March 11, 2002
H & R BLOCK FINANCIAL CORPORATION
October 18, 1990 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
December 18, 1984 - October 10, 1990
C.U. BROKERAGE SERVICES, INC.
June 22, 1981 - December 11, 1984
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/7/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SS&C MARKET SERVICES, LLC
CRD#: 23568 / SEC#: , 8-40530
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
