Vernon S. Oberholtzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vernon Sauder Oberholtzer, who also goes by Vern Oberholtzer, was a registered financial professional .
Vernon is a previously registered financial professional and started their career in finance in 1981. Vernon had worked at 15 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2017 - April 16, 2019
BANKERS CAPITAL INTERNATIONAL
November 24, 2014 - November 24, 2015
SOURCE CAPITAL GROUP, INC.
March 20, 2006 - December 21, 2012
R. F. LAFFERTY & CO., INC.
April 10, 2003 - July 23, 2004
REVA CAPITAL MARKETS LLC
August 9, 1994 - July 11, 1995
H.J. MEYERS & CO., INC.
March 26, 1993 - March 1, 1994
AUGMENT SECURITIES INC.
January 20, 1993 - March 25, 1993
JOSEPHTHAL & CO., INC.
October 30, 1991 - May 13, 1993
BLUESTONE CAPITAL CORP.
October 4, 1990 - November 12, 1991
STERLING SECURITIES, INC.
June 8, 1988 - May 15, 1989
CARDINAL SECURITIES CORPORATION
March 25, 1987 - June 20, 1988
STERLING SECURITIES, INC.
November 18, 1986 - April 28, 1988
PHILIPS, APPEL & WALDEN, INC.
October 31, 1985 - November 26, 1986
STERLING SECURITIES, INC.
March 13, 1984 - June 11, 1985
EMPIRE NATIONAL SECURITIES, INCORPORATED
January 26, 1983 - January 17, 1984
HERZOG, HEINE, GEDULD, LLC
October 15, 1982 - January 10, 1983
UNIFIED SECURITIES CORPORATION
July 20, 1981 - July 30, 1982
HESS, GRANT & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BANKERS CAPITAL INTERNATIONAL
CRD#: 166846 / SEC#: , 8-69231
Contact information
Documents
Red Flags
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