Alexander B. Mcelfish

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CRD#: 7344182

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alexander Bruce Mcelfish was a registered financial professional .

Alexander is a previously registered financial professional and started their career in finance in 2021. Alexander had worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. I am part of a startup consultancy. I am paid commissions for new clients that I acquire for the company 2. Associate; Argent Strategies; Investment Related: No; Location: 117 NE 1st Ave, Miami, FL, 33132; Description of the business: Advisory company for startups; Responsibilities Duties: Provide client support to the startups we are working with.; Start date with business: 2020-07-10; Hours devoted to business during trading hours: 30; Hours devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 30;

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 15, 2021 - December 31, 2024

DINERAZO INC.

RIA

CRD#: 312819

NORTH MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DINERAZO INC.

CRD#: 312819 / SEC#: 801-120703

RIA

Registered Investment Advisory firm - (4/8/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/28/2020

Uniform Investment Adviser Law Examination

Current Firm

DINERAZO INC.

CRD#: 312819 / SEC#: 801-120703

RIA

Registered Investment Advisory firm - (4/8/2021 Approved)

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Contact information

Main Address

12550 Biscayne Blvd Suite 110, North Miami, FL 33181

Mailing Address

Phone number

(503) 804-4654

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DINERAZO INC. WRAP FEE PROGRAM (3/30/2023)

Regulatory assets under management

Total Number of Accounts	46
AUM (Assets Under Management)	$ 7,500

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alexander B. Mcelfish

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DINERAZO INC.

Primary Firm SEC Registration

DINERAZO INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/28/2020

Current Firm

DINERAZO INC.

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DINERAZO INC.

TRUST BUT VERIFY

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