Larry C. Singleton
Professional summary
Larry Charles Singleton, who also goes by Larry C Singleton, Larry Singleton, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Chandler, Arizona and KESTRA INVESTMENT SERVICES, LLC located in Tempe , Arizona.
Larry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Larry has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Larry Charles Singleton's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 11, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 63 S. Rockford Dr. Ste 100, Tempe , AZ 85288December 11, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 63 S. Rockford Dr. Ste 100, Tempe , AZ 85288July 27, 2025 - November 25, 2025
MORGAN STANLEY
July 27, 2025 - November 25, 2025
MORGAN STANLEY
June 8, 2023 - October 15, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 8, 2023 - October 15, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 21, 2021 - June 5, 2023
FIRST COMMAND ADVISORY SERVICES
July 1, 2021 - June 5, 2023
FIRST COMMAND BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 7/1/2021
General Securities Representative ExaminationFINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.