Robert P. Noonan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Picker Noonan, who also goes by Bob Noonan, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1981. Robert had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2010 - May 8, 2020
WESTPORT CAPITAL MARKETS, LLC
June 23, 2010 - May 8, 2020
WESTPORT CAPITAL MARKETS, LLC
April 29, 2010 - June 22, 2010
MANORHAVEN CAPITAL LLC
July 11, 2002 - November 5, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 18, 2002 - November 5, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 1, 2000 - June 20, 2002
J.P. MORGAN SECURITIES INC.
April 24, 1984 - February 1, 2000
HAMBRECHT & QUIST LLC
July 20, 1981 - April 23, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 10/8/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WESTPORT CAPITAL MARKETS, LLC
CRD#: 41562 / SEC#: 801-53842, 8-49495
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCCLURE, CHRISTOPHER EDWARD | PRESIDENT & CEO, CFO, CHIEF COMPLIANCE OFFICER, PFO, POO | 2289844 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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