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Maria Josephine Depasquale

CRD# 734368·Registered 1981 - 2010
Previously Registered: Being a previously registered professional could mean that Maria is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Maria Josephine Depasquale, who also goes by Maria Bussian, Maria Josephine Saulino, was a registered financial advisor. Maria was a previously registered financial professional and started their career in finance 1981 - 2010. Maria had worked at 17 firms and has passed the Series 63, Series 55, Series 7, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Maria Bussian, Maria Josephine Saulino

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years registered in the securities industry

Current & Past Employments

Past

BENJAMIN & JEROLD BROKERAGE I, LLCPast·CRD# 29110
BD
New York, NY
March 30, 2010 - November 11, 2010
SLOAN SECURITIES CORP.Past·CRD# 17930
BD
Englewood Cliffs, NJ
March 21, 2008 - June 4, 2008
PARK FINANCIAL GROUP, INC.Past·CRD# 30582
BD
Sparta, NJ
May 16, 2005 - August 23, 2006
DOMESTIC SECURITIES, INC.Past·CRD# 34721
BD
Montvale, NJ
April 2, 2001 - September 16, 2003
ALL-TECH DIRECT, INC.Past·CRD# 13992
BD
Montvale, NJ
October 24, 2000 - April 2, 2001
KAUFMAN BROS., L.P.Past·CRD# 37909
BD
New York, NY
March 15, 2000 - October 2, 2000
RYAN BECK & CO.Past·CRD# 3248
BD
Florham Park, NJ
September 13, 1996 - November 15, 1999
MARLEAU LEMIRE (U.S.A.), INC.Past·CRD# 35910
BD
Toronto Ontario M5h 1j9
January 2, 1996 - June 8, 1996
PAN AMERICAN SECURITIES, INC.Past·CRD# 20681
BD
June 1, 1993 - November 30, 1995
GLEACHER & COMPANY SECURITIES, INC.Past·CRD# 298
BD
New York, NY
September 13, 1989 - April 30, 1993
V P SECURITIES, INC.Past·CRD# 16615
BD
April 13, 1987 - September 6, 1989
BUNKER SECURITIES CORP.Past·CRD# 8424
BD
November 18, 1986 - March 14, 1987
F.D. ROBERTS SECURITIES, INC.Past·CRD# 693
BD
May 31, 1984 - November 10, 1986
DENTON & COMPANY, INCORPORATEDPast·CRD# 1630
BD
March 29, 1984 - July 10, 1984
MONVEST SECURITIES, INC.Past·CRD# 14013
BD
January 30, 1984 - March 26, 1984
SOUTHEAST SECURITIES OF FLORIDA, INC.Past·CRD# 5359
BD
March 25, 1982 - February 1, 1984
J. W. WELLER & CO., INC.Past·CRD# 6106
BD
July 20, 1981 - March 3, 1982

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Current Firm

B&
BENJAMIN & JEROLD BROKERAGE I, LLC

ALTERNATIVE INVESTMENT STORE | OPAL CAPITAL GROUP | MCCAULEY GROUP | GLOBAL SHARES EXECUTION SERVICES | GGK GROUP | DA GAMA PARTNERS | D.E. MACGOWN & CO | CURATED CAPITAL GROUP | BENJAMIN & JEROLD BROKERAGE, INC. | BENJAMIN & JEROLD BROKERAGE I, LLC

CRD#: 29110 / SEC#: 8-44133
BD
Terminated by SEC on 04/13/2019

Contact Information

Established

Illinois since 02/01/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DOLAN, TERENCE JR.CEO, CCO, AML, OWNER2352516

Disclosures

Regulatory Event

6

Arbitration

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2006About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed May 2000

Series 7 — General Securities Representative Examination

Passed Jul 1981About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Aug 1993About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Jun 1993About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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