Maria J. Depasquale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maria Josephine Depasquale, who also goes by Maria Bussian, Maria Josephine Saulino, was a registered financial professional .
Maria is a previously registered financial professional and started their career in finance in 1981. Maria had worked at 17 firms and has passed the Series 63, Series 55, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2010 - November 11, 2010
BENJAMIN & JEROLD BROKERAGE I, LLC
March 21, 2008 - June 4, 2008
SLOAN SECURITIES CORP.
May 16, 2005 - August 23, 2006
PARK FINANCIAL GROUP, INC.
April 2, 2001 - September 16, 2003
DOMESTIC SECURITIES, INC.
October 24, 2000 - April 2, 2001
ALL-TECH DIRECT, INC.
March 15, 2000 - October 2, 2000
KAUFMAN BROS., L.P.
September 13, 1996 - November 15, 1999
RYAN BECK & CO.
January 2, 1996 - June 8, 1996
MARLEAU LEMIRE (U.S.A.), INC.
June 1, 1993 - November 30, 1995
PAN AMERICAN SECURITIES, INC.
September 13, 1989 - April 30, 1993
GLEACHER & COMPANY SECURITIES, INC.
April 13, 1987 - September 6, 1989
V P SECURITIES, INC.
November 18, 1986 - March 14, 1987
BUNKER SECURITIES CORP.
May 31, 1984 - November 10, 1986
F.D. ROBERTS SECURITIES, INC.
March 29, 1984 - July 10, 1984
DENTON & COMPANY, INCORPORATED
January 30, 1984 - March 26, 1984
MONVEST SECURITIES, INC.
March 25, 1982 - February 1, 1984
SOUTHEAST SECURITIES OF FLORIDA, INC.
July 20, 1981 - March 3, 1982
J. W. WELLER & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/24/2000
Limited Representative-Equity Trader ExamCurrent Firm
BENJAMIN & JEROLD BROKERAGE I, LLC
CRD#: 29110 / SEC#: , 8-44133
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
