Steven R. Cloyes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Richard Cloyes was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1981. Steven had worked at 9 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 1989 - November 24, 1993
ROBERT TODD FINANCIAL CORP.
January 25, 1989 - April 4, 1989
INDIVIDUAL'S SECURITIES LTD.
March 23, 1985 - January 24, 1989
DOUGLAS BREMEN & CO., INC.
November 27, 1984 - March 7, 1985
VECTOR SECURITIES,LTD.
October 9, 1984 - October 26, 1984
LEHMAN BROTHERS INC.
June 15, 1984 - October 29, 1984
CONTISECURITIES, INC.
March 28, 1984 - May 30, 1984
CITIWIDE SECURITIES CORP.
July 22, 1982 - July 1, 1985
MONARCH FUNDING CORP.
July 20, 1981 - July 13, 1982
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROBERT TODD FINANCIAL CORP.
CRD#: 7423 / SEC#: , 8-21716
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
