Sarah E. Judson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sarah Elaine Judson, who also goes by Sarah Judson, was a registered financial professional .
Sarah is a previously registered financial professional and started their career in finance in 2021. Sarah had worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2024 - December 19, 2025
CASCADE FINANCIAL PARTNERS, LLC
September 21, 2023 - July 25, 2024
CONNECTUS WEALTH
April 4, 2022 - September 14, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
June 23, 2021 - February 25, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
May 7, 2021 - February 24, 2022
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
CASCADE FINANCIAL PARTNERS, LLC
CRD#: 326620 / SEC#: 801-128042
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/7/2021
General Securities Representative ExaminationCurrent Firm
CASCADE FINANCIAL PARTNERS, LLC
CRD#: 326620 / SEC#: 801-128042
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,069 |
| AUM (Assets Under Management) | $ 1,160,595,429 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
