Carlos J. Sacasa
Professional summary
Carlos Jose Sacasa, who also goes by Carlos Jose Sacasa, is a registered financial advisor currently at BORGER CAPITAL MANAGEMENT LLC located in Apopka, Florida.
Carlos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Carlos has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carlos Jose Sacasa's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 4, 2025 - Present
BORGER CAPITAL MANAGEMENT LLC
November 18, 2024 - January 27, 2025
LPL ENTERPRISE, LLC
November 14, 2024 - January 27, 2025
LPL ENTERPRISE, LLC
January 24, 2024 - November 12, 2024
PRUCO SECURITIES, LLC.
January 5, 2024 - November 14, 2024
PRUCO SECURITIES, LLC.
December 20, 2022 - October 12, 2023
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/4/2025)
Exams
Series 7TO
Date: 12/20/2022
General Securities Representative ExaminationCurrent Firm
BORGER CAPITAL MANAGEMENT LLC
CRD#: 323065 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 4,451,025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
