MB
Michael W. Bauer
SYNTEGRA PRIVATE WEALTH GROUP LLC
Chesterfield, MO 63017
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CRD#: 7343083
MB
Professional summary
Michael William Bauer, who also goes by Michael Bauer, is a registered financial advisor currently at SYNTEGRA PRIVATE WEALTH GROUP LLC located in Chesterfield, Missouri and OSAIC WEALTH, INC. located in Chesterfield, Missouri.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Michael has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Bauer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PRESTIGE GLOBAL MEETING SOURCE POSITION: Sales NATURE: Independent contractor in the hospitality industry. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 11/01/2021 ADDRESS: 125 Bellerosa Drive, St Louis MO 63122 DESCRIPTION: Calling on corporate clients in the meetings, events, and incentive travel industry. SYNTEGRA PRIVATE WEALTH POSITION: Advisor NATURE: Sell financial related products to clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2021 ADDRESS: 14567 N Outer Forty Rd, Ste 225, Chesterfield MO 63017 DESCRIPTION: Sell all insurance related products based on suitability for client needs. SYNTEGRA PRIVATE WEALTH GROUP IRIA POSITION: Private wealth advisor NATURE: Investment Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 35 START DATE: 11/01/2022 ADDRESS: 14567 N Outer Forty Rd, Ste 225, Chesterfield MO 63017 DESCRIPTION: Provide investment advisory services
CRS (Client Relationship Summary) - RIA
Click below to view Michael William Bauer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 7, 2022 - Present
SYNTEGRA PRIVATE WEALTH GROUP LLC
Office #1: 14567 N Outer 40 Rd Ste 225, Chesterfield, MO 63017RIA
CRD#: 323180
Chesterfield, MO
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 14567 N Outer Forty Rd Ste 225, Chesterfield, MO 63017RIA
BD
CRD#: 23131
CHESTERFIELD, MO
Past
May 28, 2021 - December 31, 2022
ARBOR POINT ADVISORS
RIA
CRD#: 165127
CHESTERFIELD, MO
Past
March 4, 2021 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
CHESTERFIELD, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SYNTEGRA PRIVATE WEALTH GROUP LLC
SYNTEGRA PRIVATE WEALTH GROUP LLC
CRD#: 323180 / SEC#: 801-126688
RIA
Registered Investment Advisory firm - (9/30/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/14/2024)
RR
California(6/14/2024)
IAR
Missouri(11/7/2022)
RR
Missouri(6/14/2024)
RR
New York(6/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/4/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SP
SYNTEGRA PRIVATE WEALTH GROUP LLC
SYNTEGRA PRIVATE WEALTH GROUP LLC
CRD#: 323180 / SEC#: 801-126688
RIA
Registered Investment Advisory firm - (9/30/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
14567 N Outer 40 Rd Ste 225, Chesterfield, MO 63017
Mailing Address
Phone number
(314) 802-7232
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,266 |
| AUM (Assets Under Management) | $ 1,191,046,490 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SYNTEGRA PRIVATE WEALTH GROUP LLC
CRD#: 323180Chesterfield, MO 63017TRUST BUT VERIFY
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