James W. Woods
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Wallace Woods JR, who also goes by Jim Woods, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1981. James had worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2008 - May 16, 2022
SOUTHPORT CAPITAL
October 15, 2004 - August 8, 2008
OPPENHEIMER & CO. INC.
January 3, 2003 - August 8, 2008
OPPENHEIMER & CO. INC.
March 14, 1990 - January 3, 2003
CIBC WORLD MARKETS CORP.
July 22, 1987 - March 15, 1990
THE ROBINSON-HUMPHREY COMPANY, LLC
January 12, 1985 - March 19, 1985
CRALIN & CO., INC.
March 22, 1984 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
March 7, 1984 - December 6, 1984
LEHMAN BROTHERS INC.
June 17, 1982 - March 22, 1984
J.P. MORGAN SECURITIES LLC
June 23, 1981 - June 25, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHPORT CAPITAL
CRD#: 113364 / SEC#: 801-60356
Contact information
Regulatory assets under management
| Total Number of Accounts | 3,003 |
| AUM (Assets Under Management) | $ 729,563,934 |
Red Flags
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