Vincent J. Debenedetto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent John Debenedetto, who also goes by VIncent J Debenedetto, was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1981. Vincent had worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2012 - November 22, 2016
WEDBUSH SECURITIES INC.
April 13, 2012 - November 22, 2016
WEDBUSH SECURITIES INC.
August 19, 2008 - June 11, 2010
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 24, 2008 - June 11, 2010
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
December 1, 2007 - April 2, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 6, 2007 - April 2, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 7, 2000 - June 1, 2007
NATIONWIDE INVESTMENT SERVICES CORPORATION
January 14, 1999 - December 31, 2000
NATIONWIDE SECURITIES, LLC
February 11, 1997 - September 21, 1998
PACIFIC SELECT DISTRIBUTORS, LLC
May 23, 1994 - January 9, 1997
WM FUND SERVICES, INC.
April 7, 1992 - March 14, 1994
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
April 10, 1990 - April 25, 1992
BNY MELLON SECURITIES CORPORATION
October 27, 1989 - December 21, 1989
KEMPER FINANCIAL SERVICES, INC.
January 9, 1989 - July 3, 1989
CONGRESS SECURITIES COMPANY
May 13, 1988 - December 1, 1988
CONCORD ASSETS SECURITIES, INC.
January 12, 1984 - July 30, 1988
EASTERN STATES SECURITIES, INC.
December 5, 1983 - March 5, 1984
BLUESTONE SECURITIES CORPORATION
March 4, 1982 - April 12, 1982
E. F. HUTTON & COMPANY INC
June 23, 1981 - November 15, 1981
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
WEDBUSH SECURITIES INC.
CRD#: 877 / SEC#: 801-6358, 8-12987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationCurrent Firm
WEDBUSH SECURITIES INC.
CRD#: 877 / SEC#: 801-6358, 8-12987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEDBUSH FINANCIAL SERVICES, LLC | OWNER | |
| BILLINGS, DANIEL ERIC | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTOR | 4568232 |
| BLAND, GEOFFREY CONOR | DIRECTOR | 7358773 |
| DEMPSEY, FRANCIS BURKE | EXECUTIVE VICE PRESIDENT | 2428325 |
| DRUCH, ANDREW WALTER | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | 1688071 |
| FITZSIMMONS, ROBERT GERARD | EXECUTIVE VICE PRESIDENT | 1878661 |
| FRAUNCES, KIRSTEN CAMPBELL | EXECUTIVE VICE PRESIDENT | 2933930 |
| HULTGREN, DONALD WAYNE | EXECUTIVE CHAIR, DIRECTOR | 1475369 |
| MONE, CHRISTOPHER MICHAEL | EXECUTIVE VICE PRESIDENT | 2401952 |
| PARRODE, RODRIGO NMN | EVP, CHIEF OPERATING OFFICER | 4905345 |
| PASET, ROBERT EDWARD | EXECUTIVE VICE PRESIDENT | 1055902 |
| PRESTON, ERIN KATHLEEN | CHIEF COMPLIANCE OFFICER | 5314250 |
| WEDBUSH, GARY LANCE | PRESIDENT, DIRECTOR | 2234455 |
Regulatory assets under management
| Total Number of Accounts | 10,048 |
| AUM (Assets Under Management) | $ 5,684,848,455 |
Disclosures
| Regulatory Event | 147 |
| Civil Event | 3 |
| Arbitration | 60 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 04/26/2024 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
