MS
Michael F. Sheets
TRUBEE WEALTH ADVISORS
Buffalo, NY 14225
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CRD#: 734238
MS
Professional summary
Michael Forman Sheets, CIMA® is a registered financial advisor currently at TRUBEE WEALTH ADVISORS, INC. located in Buffalo, New York.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Michael has worked at 2 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INVESTMENT ANALYTICS INC. IS AN INVESTMENT CONSULTING SERVICE LOCATED AT 600 AIRBORNE PKWY, SUITE 120, BUFFALO, NY 14225. MICHAEL F SHEETS, PRESIDENT SINCE 1997. DEVOTES 20 HOURS PER MONTH TO BUSINESS AND 12 HOURS PER MONTH DURING TRADING HOURS. DUTIES INCLUDE INVESTMENT POLICY ANALYSIS, ASSET ALLOCATION STRATEGY, MANAGER SEARCH AND SELECTION, PERFORMANCE EVALUATION Concerned Citizens for the Preservation of Eden - Not investment related, located at 9650 Knoll Rd, Eden, NY 14057. Social organization to preserve farmland in Eden, NY, Treasurer, Start date of 10/24/2024.. Zero hours during trading hours, Few hours during the month outside of trading hours. Duties are to help preserve farmland in Eden, NY.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Forman Sheets's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Forman Sheets's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 20, 2021 - Present
TRUBEE WEALTH ADVISORS, INC.
Office #1: 600 Airborne Pkwy Suite #120, Buffalo, NY 14225Office #2: 1350 One M&t Plaza, Buffalo, NY 14203-2396RIA
BD
CRD#: 3618
Buffalo, NY
Current
May 11, 1988 - Present
TRUBEE WEALTH ADVISORS, INC.
Office #1: 600 Airborne Pkwy Suite #120 Fax # 716-849-0144, Buffalo, NY 14225Office #2: 1350 One M&t Plaza, Buffalo, NY 14203-2396RIA
BD
CRD#: 3618
Buffalo, NY
Past
April 13, 1981 - April 16, 1988
KIDDER, PEABODY & CO. INCORPORATED
BD
CRD#: 7613
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TRUBEE WEALTH ADVISORS, INC.
TRUBEE WEALTH ADVISORS, INC | TRUBEE, COLLINS & CO., INC. | TRUBEE, COLLINS & CO. | TRUBEE WEALTH ADVISORS, INC.
CRD#: 3618 / SEC#: 801-70259, 8-2142
RIA
Registered Investment Advisory firm - SEC (6/11/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/18/2012)
RR
Connecticut(8/18/2008)
RR
District of Columbia(5/10/2019)
RR
Florida(10/2/2024)
RR
Illinois(6/30/2003)
RR
Louisiana(6/10/2008)
RR
Massachusetts(7/7/2003)
RR
Michigan(7/8/2003)
RR
New Jersey(12/13/2023)
RR
New York(6/23/1988)
IAR
New York(3/20/2021)
RR
North Carolina(6/25/2021)
RR
Ohio(6/30/2003)
RR
Pennsylvania(8/4/2008)
RR
South Carolina(6/30/2003)
RR
Virginia(6/30/2003)
RR
Washington(6/27/2003)
RR
West Virginia(6/30/2003)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TRUBEE WEALTH ADVISORS, INC.
TRUBEE WEALTH ADVISORS, INC | TRUBEE, COLLINS & CO., INC. | TRUBEE, COLLINS & CO. | TRUBEE WEALTH ADVISORS, INC.
CRD#: 3618 / SEC#: 801-70259, 8-2142
RIA
Registered Investment Advisory firm - SEC (6/11/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
600 Airborne Pkwy Suite #120 Suite #120, Buffalo, NY 14225
Mailing Address
600 Airborne Pkwy Suite #120, Buffalo, NY 14225
Phone number
(716) 849-1401
Established
New York since 01/01/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
17
SEC notice filing (12 States and Territories)
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PICTOR, WILLIAM ROBERT | VICE PRESIDENT | 858533 |
| SHINE, JOHN DAVID | PRESIDENT, BRANCH MANAGER, & CEO | 6416650 |
| TURK, THOMAS RICHARD | VICE PRESIDENT | 723048 |
| BOWEN, JEFFREY ALLAN | VICE PRESIDENT, SROP, CROP | 832583 |
| EMBLIDGE, ANNE JENNIFER | FINANCIAL ADVISOR | 6778677 |
| GELO, CHARLES ERNEST | VICE PRESIDENT | 2356060 |
| INGOLD, NICHOLAS ALEXANDER | VICE PRESIDENT | 5189327 |
| STEINWALD, HARRISON MICHAEL | FINOP AND CFO | 5978062 |
| VERBANIC, NICHOLAS | VICE PRESIDENT | 2229305 |
| REINARD-KOPSA, PATRICIA EDITH | CHIEF COMPLIANCE OFFICER | 2101387 |
| VOSSLER, THOMAS GERARD | VICE PRESIDENT | 1036328 |
Regulatory assets under management
| Total Number of Accounts | 1,265 |
| AUM (Assets Under Management) | $ 724,206,069 |
Disclosures
| Regulatory Event | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 07/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUBEE WEALTH ADVISORS, INC.
CRD#: 3618Buffalo, NY 14225TRUST BUT VERIFY
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