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Jacob Jack Oliver

CREATIVE FINANCIAL DESIGNS
Damariscotta, ME
·CRD# 7341902·5 years experience

Professional Summary

Jacob Jack Oliver, who also goes by Jake Oliver, is a registered financial advisor currently at CREATIVE FINANCIAL DESIGNS, INC. located in Damariscotta, Maine. Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jacob has worked at 2 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jake Oliver

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

Current

CREATIVE FINANCIAL DESIGNS, INC.Current·CRD# 109032
RIA
590 Main Street, Damariscotta, ME 04543
April 11, 2023 - Present

Past

FOUNDATIONS INVESTMENT ADVISORS LLCPast·CRD# 175083
RIA
Damariscotta, ME
May 11, 2021 - April 11, 2023

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Current Firm

CF
CREATIVE FINANCIAL DESIGNS, INC.

CFD INVESTMENTS, INC. | CREATIVE FINANCIAL DESIGNS, INC.

CRD#: 109032 / SEC#: 801-60153
RIA
Registered Investment Advisory firm - SEC (4/19/2001 Approved)
California
Registered Investment Advisory firm - California (4/20/2001 Terminated)
Florida
Registered Investment Advisory firm - Florida (4/19/2001 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (12/9/2002 Terminated)
Iowa
Registered Investment Advisory firm - Iowa (5/20/2002 Terminated)
Kentucky
Registered Investment Advisory firm - Kentucky (4/19/2001 Terminated)
Maryland
Registered Investment Advisory firm - Maryland (5/20/2002 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (12/11/2001 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (4/19/2001 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (4/19/2001 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (12/19/2006 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (4/19/2001 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2704 S Goyer Rd, Kokomo, IN 46902

Mailing Address

P.o. Box # 2244, Kokomo, IN 46904-2244

Phone Number

(765) 453-9600

# of Employees

170

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CPM (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

15,029

AUM (Assets Under Management)

$2,941,557,605

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
11/22/2024Cover PageReport
01/05/2024Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) OLIVER WOODWORKING & DESIGN LLC; NOT INVESTMENT-RELATED; 194 Vannah Rd. Nobleboro, ME 04555; Woodworking, Contractor, Lumber; OWNER/CONTRACTOR; 2019; APPROXIMATELY 1 HR/MO WITH 0 HRS/MO DURING TRADING HOURS 2.) OLIVER INVESTMENTS, LLC; INVESTMENT-RELATED; 590 Main St. Damariscotta, ME 04543; DBA- Investment Adviser; Owner, Financial Adviser, Life Insurance Producer; May 2021 3.) StartPoint Realty; Non-Investment related; 194 Vannah Rd. Nobleboro, ME 04555; Real Estate Associate Broker; Associate Broker; March 2016; 20 hours; 2 hours per week; Self Employed Real Estate Broker- Using StartPoint Realty as affiliate 4.) OB Properties, LLC; Non-Investment related; 194 Vannah Rd. Nobleboro, ME 04555; Own Real Estate; Owner; January 2023 5.) Town of Nobleboro, ME; Non-Investment related; Nobleboro, ME 04555; Budget Committee Member; March 2022; 0.5 hours per month; 0 hours; Vote on town budget line items relating to budget 6.) Friendship Advent Church budget committee; Non-Investment related; 19 Cushing Road, Friendship, ME, 04547; board member; 1/1/2026; 1 hour/ month; 0 hours/month; board meetings - The Church budget committee meets once a year and discusses the yearly operating budget for the Church 7.) Homeschoolers of Maine Leadership Board; Non-Investment related; PO Box 159, Camden, ME 04843; board member; 1/1/2025; 1 hour/month; 0 hours/ month; board meetings via zoom. I meet once or twice a year via Zoom call to discuss what the Homeschoolers of Maine is doing going forward.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CREATIVE FINANCIAL DESIGNS, INC.

CFD INVESTMENTS, INC. | CREATIVE FINANCIAL DESIGNS, INC.

CRD#: 109032 / SEC#: 801-60153
RIA
Registered Investment Advisory firm - SEC (4/19/2001 Approved)
California
Registered Investment Advisory firm - California (4/20/2001 Terminated)
Florida
Registered Investment Advisory firm - Florida (4/19/2001 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (12/9/2002 Terminated)
Iowa
Registered Investment Advisory firm - Iowa (5/20/2002 Terminated)
Kentucky
Registered Investment Advisory firm - Kentucky (4/19/2001 Terminated)
Maryland
Registered Investment Advisory firm - Maryland (5/20/2002 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (12/11/2001 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (4/19/2001 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (4/19/2001 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (12/19/2006 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (4/19/2001 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Maine
(4/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2021About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Jacob Jack Oliver's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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