JO
Jacob J. Oliver
CREATIVE FINANCIAL DESIGNS
Damariscotta, ME 04543
Some features on this profile are disabled
CRD#: 7341902
JO
Professional summary
Jacob Jack Oliver, who also goes by Jake Oliver, is a registered financial advisor currently at CREATIVE FINANCIAL DESIGNS, INC. located in Damariscotta, Maine.
Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jacob has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jake Oliver
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) OLIVER WOODWORKING & DESIGN LLC; NOT INVESTMENT-RELATED; 194 Vannah Rd. Nobleboro, ME 04555; Woodworking, Contractor, Lumber; OWNER/CONTRACTOR; 2019; APPROXIMATELY 1 HR/MO WITH 0 HRS/MO DURING TRADING HOURS 2.) OLIVER INVESTMENTS, LLC; INVESTMENT-RELATED; 590 Main St. Damariscotta, ME 04543; DBA- Investment Adviser; Owner, Financial Adviser, Life Insurance Producer; May 2021 3.) StartPoint Realty; Non-Investment related; 194 Vannah Rd. Nobleboro, ME 04555; Real Estate Associate Broker; Associate Broker; March 2016; 20 hours; 2 hours per week; Self Employed Real Estate Broker- Using StartPoint Realty as affiliate 4.) OB Properties, LLC; Non-Investment related; 194 Vannah Rd. Nobleboro, ME 04555; Own Real Estate; Owner; January 2023 5.) Town of Nobleboro, ME; Non-Investment related; Nobleboro, ME 04555; Budget Committee Member; March 2022; 0.5 hours per month; 0 hours; Vote on town budget line items relating to budget
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Jack Oliver's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 11, 2023 - Present
CREATIVE FINANCIAL DESIGNS, INC.
Office #1: 590 Main Street, Damariscotta, ME 04543RIA
CRD#: 109032
Damariscotta, ME
Past
May 11, 2021 - April 11, 2023
FOUNDATIONS INVESTMENT ADVISORS LLC
RIA
CRD#: 175083
DAMARISCOTTA, ME
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CREATIVE FINANCIAL DESIGNS, INC.
CFD INVESTMENTS, INC. | CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032 / SEC#: 801-60153
RIA
Registered Investment Advisory firm - (4/19/2001 Approved)California
Registered Investment Advisory firm - (4/20/2001 Terminated)Florida
Registered Investment Advisory firm - (4/19/2001 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Iowa
Registered Investment Advisory firm - (5/20/2002 Terminated)Kentucky
Registered Investment Advisory firm - (4/19/2001 Terminated)Maryland
Registered Investment Advisory firm - (5/20/2002 Terminated)Michigan
Registered Investment Advisory firm - (12/11/2001 Terminated)Missouri
Registered Investment Advisory firm - (4/19/2001 Terminated)New Jersey
Registered Investment Advisory firm - (4/19/2001 Terminated)North Carolina
Registered Investment Advisory firm - (12/19/2006 Terminated)Ohio
Registered Investment Advisory firm - (4/19/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maine(4/11/2023)
Current Firm
CF
CREATIVE FINANCIAL DESIGNS, INC.
CFD INVESTMENTS, INC. | CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032 / SEC#: 801-60153
RIA
Registered Investment Advisory firm - (4/19/2001 Approved)California
Registered Investment Advisory firm - (4/20/2001 Terminated)Florida
Registered Investment Advisory firm - (4/19/2001 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Iowa
Registered Investment Advisory firm - (5/20/2002 Terminated)Kentucky
Registered Investment Advisory firm - (4/19/2001 Terminated)Maryland
Registered Investment Advisory firm - (5/20/2002 Terminated)Michigan
Registered Investment Advisory firm - (12/11/2001 Terminated)Missouri
Registered Investment Advisory firm - (4/19/2001 Terminated)New Jersey
Registered Investment Advisory firm - (4/19/2001 Terminated)North Carolina
Registered Investment Advisory firm - (12/19/2006 Terminated)Ohio
Registered Investment Advisory firm - (4/19/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2704 S Goyer Rd, Kokomo, IN 46902
Mailing Address
P.o. Box # 2244, Kokomo, IN 46904-2244
Phone number
(765) 453-9600
Established
Firm type
Fiscal year end
# of Employees
150
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,029 |
| AUM (Assets Under Management) | $ 2,478,773,967 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 01/05/2024 | ||
| 01/10/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
