David R. Gourley

K-12 PLANNING

GLADSTONE, MO

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CRD#: 7341867

Professional summary

David Ryan Gourley, who also goes by David Gourley, is a registered financial advisor currently at K-12 PLANNING located in Gladstone, Missouri.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. David has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Gourley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

David Gourley is 100% owner, CEO, and a Consultant at The Gourley Group LLC, where he provides financial coaching and consulting to school districts and individuals on financial wellness, and Student Loan Consultation to individuals. This is not an advisory service and is not investment-related. Clients of K-12 Planning are not involved in, nor are they solicited to participate in this outside business activity. The Gourley Group LLC was established in 04/2018 and is located at 1705 NE 67th St., Gladstone, MO 64118. Mr. Gourley devotes less than 5 hours per month to this activity, none of which are during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Ryan Gourley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 2024 - Present

K-12 PLANNING

RIA

CRD#: 330823

GLADSTONE, MO

Past

April 28, 2023 - April 30, 2024

AN EXCEPTIONAL LIFE FINANCIAL, LLC

RIA

CRD#: 288742

Gladstone, MO

Past

May 13, 2022 - March 27, 2023

AN EXCEPTIONAL LIFE FINANCIAL, LLC

RIA

CRD#: 288742

Gladstone, MO

Past

May 6, 2021 - May 12, 2022

GWN SECURITIES INC.

RIA

CRD#: 128929

KANSAS CITY, MO

Past

March 18, 2021 - May 12, 2022

GWN SECURITIES INC.

CRD#: 128929

KANSAS CITY, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/24/2025)

IAR

Missouri
(6/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/6/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/18/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/27/2021

Securities Industry Essentials Examination

Current Firm

K-12 PLANNING

K-12 PLANNING | K-12 PLANNING, LLC | K-12 PLANNING LLC

CRD#: 330823 / SEC#:

California

Registered Investment Advisory firm - (3/24/2025 Approved)

Missouri

Registered Investment Advisory firm - (6/11/2024 Approved)

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Contact information

Main Address

Kansas City, MO

Mailing Address

Phone number

(979) 422-7707

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 4,017,557

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David R. Gourley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Ryan Gourley's CRS (Customer Relationship Summary).

Certified licenses

Experience

K-12 PLANNING

AN EXCEPTIONAL LIFE FINANCIAL, LLC

AN EXCEPTIONAL LIFE FINANCIAL, LLC

GWN SECURITIES INC.

GWN SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/6/2021

Series 7TO

Date: 3/18/2021

SIE

Date: 1/27/2021

Current Firm

K-12 PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

K-12 PLANNING

TRUST BUT VERIFY

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