Timothy A. Steele

VANTAGE FINANCIAL GROUP

Auburn, CA 95603

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CRD#: 7341795

Professional summary

Timothy Aaron Steele, who also goes by Tim Aaron Steele, Timmy Aaron Steele, is a registered financial advisor currently at VANTAGE FINANCIAL GROUP located in Auburn, California.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Timothy has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Aaron Steele | Timmy Aaron Steele

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Oracle America; No; Rocklin, CA; Principal Business Analyst; 12/2015; 80/ HRS MO; 80/ HRS MO; SUPPORT GLOBAL PROCESS OWNER, MANAGE UAT TESTING FOR SYSTEMNENHANCEMENTS, STREAMLINE AND IMPOROVE GLOBAL PROCESSES (2)The Pointe Church; No; Antelope, CA; Associate Professionals Pastor; 1/2022; 25/ HRS MO; 0/ HRS MO; -PREACH, LEAD A SMALL GROUP AND ASSIST WITH LEADERSHIP DECISIONS (3) 2/2024 -ENCORESTATE PLANNING, ASSIST IN CREATION OF TRUSTS FOR CLIENTS, TRUST SERVICES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Aaron Steele's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2025 - Present

VANTAGE FINANCIAL GROUP

Office #1: 164 Maple St. Suite 1, Auburn, CA 95603

RIA

CRD#: 309675

Auburn, CA

Past

February 22, 2021 - February 5, 2025

HBW ADVISORY SERVICES LLC

RIA

CRD#: 143665

ROSEVILLE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/16/2021

Uniform Investment Adviser Law Examination

Current Firm

VANTAGE FINANCIAL GROUP

HUDSON FINANCIAL SERVICES, INC. | VANTAGE FINANCIAL GROUP

CRD#: 309675 / SEC#:

California

Registered Investment Advisory firm - (7/30/2020 Approved)

Oregon

Registered Investment Advisory firm - (5/5/2023 Approved)

Washington

Registered Investment Advisory firm - (6/13/2024 Approved)

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Contact information

Main Address

164 Maple St. Suite 1, Auburn, CA 95603

Mailing Address

Phone number

(530) 906-1948

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	781
AUM (Assets Under Management)	$ 112,146,100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy A. Steele

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Aaron Steele's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANTAGE FINANCIAL GROUP

HBW ADVISORY SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/16/2021

Current Firm

VANTAGE FINANCIAL GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VANTAGE FINANCIAL GROUP

TRUST BUT VERIFY

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