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AM

Andrew M. Mccormick

FOURWARD CAPITAL
SEATTLE, WA
Some features on this profile are disabled
CRD#: 7341412
AM

Professional summary

Andrew Munroe Mccormick is a registered financial advisor currently at FOURWARD CAPITAL located in Seattle, Washington.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Andrew has worked at 2 firms and has passed the Series 65 and Series 3 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Munroe Mccormick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 3, 2024 - Present

FOURWARD CAPITAL

RIA
CRD#: 330836
SEATTLE, WA
Past

March 19, 2021 - April 8, 2022

FOURWARD CAPITAL

RIA
CRD#: 309570
SEATTLE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(7/3/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/16/2020
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 3
Date: 2/19/2009
National Commodity Futures Examination

Current Firm

FC
FOURWARD CAPITAL
COTTONWOOD CAPITAL MANAGEMENT LLC | FOURWARD CAPITAL

CRD#: 330836 / SEC#:

Washington
Registered Investment Advisory firm - (7/3/2024 Approved)
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Contact information

Main Address
Seattle, WA
Mailing Address
Phone number
(206) 963-6300
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts11
AUM (Assets Under Management)$ 3,281,170

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FOURWARD CAPITAL

CRD#: 330836Seattle, WA

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