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Grant R. Sandberg
STRATEGIC WEALTH INVESTMENT GROUP
Houston, TX 77042
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CRD#: 7341376
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Professional summary
Grant Robert Sandberg is a registered financial advisor currently at STRATEGIC WEALTH INVESTMENT GROUP, LLC located in Houston, Texas.
Grant is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Grant has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
For various tax or corporate reasons this individual may be coded as an "Employee" or Independent Contractor of Newport Group, Inc., an affiliate of Newport Group Securities, Inc. This individual may offer insurance products through any of the Firm's affiliates. Please refer to the employment section of the U4 for information regarding this individual's position, title and date of employment. Hours devoted to each entity vary as dictated by corporate needs.
CRS (Client Relationship Summary) - RIA
Click below to view Grant Robert Sandberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 22, 2024 - Present
STRATEGIC WEALTH INVESTMENT GROUP, LLC
Office #1: 2000 W Sam Houston Pkwy S Unit 150, Houston, TX 77042RIA
CRD#: 165474
Houston, TX
Past
August 31, 2023 - May 13, 2024
ASCENSUS BROKER DEALER SERVICES, LLC
BD
CRD#: 36478
Lake Mary, FL
Past
October 17, 2022 - May 13, 2024
NEWPORT GROUP CONSULTING, LLC
RIA
CRD#: 140944
Richmond, TX
Past
October 6, 2022 - August 31, 2023
NEWPORT GROUP SECURITIES, INC.
BD
CRD#: 29722
LAKE MARY, FL
Past
May 13, 2022 - September 23, 2022
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
LONGWOOD, FL
Past
July 21, 2021 - September 23, 2022
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
LONGWOOD, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STRATEGIC WEALTH INVESTMENT GROUP, LLC
STRATEGIC WEALTH DESIGNERS | STRATEGIC WEALTH INVESTMENT GROUP, LLC | STRATEGIC WEALTH DESIGNERS, LLC
CRD#: 165474 / SEC#: 801-117642
RIA
Registered Investment Advisory firm - (11/14/2019 Approved)Indiana
Registered Investment Advisory firm - (11/20/2019 Terminated)Kentucky
Registered Investment Advisory firm - (11/25/2019 Terminated)Ohio
Registered Investment Advisory firm - (11/20/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/22/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/21/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
SW
STRATEGIC WEALTH INVESTMENT GROUP, LLC
STRATEGIC WEALTH DESIGNERS | STRATEGIC WEALTH INVESTMENT GROUP, LLC | STRATEGIC WEALTH DESIGNERS, LLC
CRD#: 165474 / SEC#: 801-117642
RIA
Registered Investment Advisory firm - (11/14/2019 Approved)Indiana
Registered Investment Advisory firm - (11/20/2019 Terminated)Kentucky
Registered Investment Advisory firm - (11/25/2019 Terminated)Ohio
Registered Investment Advisory firm - (11/20/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Louisville, KY
Mailing Address
Phone number
(502) 412-3354
Established
Firm type
Fiscal year end
# of Employees
88
SEC notice filing (38 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,626 |
| AUM (Assets Under Management) | $ 1,110,956,980 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
