Anita E. Sollazo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anita Elizabeth Sollazo, who also goes by Anita Elizabeth Arnoldmisner, was a registered financial professional .
Anita is a previously registered financial professional and started their career in finance in 1981. Anita had worked at 5 firms and has passed the Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2013 - March 5, 2021
J. W. COLE ADVISORS, INC.
December 11, 1997 - December 31, 2022
ATHENA FINANCIAL & INSURANCE SERVICES, INC.
January 2, 1996 - February 21, 2013
WALNUT STREET SECURITIES, INC.
August 14, 1990 - December 31, 1995
OLD SLIP CAPITAL MANAGEMENT, INC.
June 19, 1986 - December 31, 1989
OLD SLIP CAPITAL MANAGEMENT, INC.
June 17, 1981 - December 31, 1987
LOCUST STREET SECURITIES, INC.
Primary Firm SEC Registration
J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
