Stuart R. Poulson
Professional summary
Stuart Reece Poulson, who also goes by Stuart Poulson, is a registered financial advisor currently at FIRST TRUST ADVISORS LP located in Wheaton, Illinois and FIRST TRUST PORTFOLIOS L.P. located in Wheaton, Illinois.
Stuart is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Stuart has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stuart Reece Poulson's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2024 - Present
FIRST TRUST ADVISORS LP
Office #1: 120 E. Liberty Drive Suite 400, Wheaton, IL 60187February 14, 2024 - Present
FIRST TRUST PORTFOLIOS L.P.
Office #1: 120 E. Liberty Drive Suite 400, Wheaton, IL 60187April 7, 2021 - February 9, 2024
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
Primary Firm SEC Registration
FIRST TRUST ADVISORS LP
CRD#: 107027 / SEC#: 801-39950
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/14/2024)
(4/8/2024)
Exams
Series 7TO
Date: 2/2/2024
General Securities Representative ExaminationSeries 6TO
Date: 4/6/2021
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
FIRST TRUST ADVISORS LP
CRD#: 107027 / SEC#: 801-39950
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,033 |
| AUM (Assets Under Management) | $ 256,328,000,000 |
Red Flags
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