Adam C. Heien
Professional summary
Adam C Heien is a registered financial professional currently at FIRST HEARTLAND CAPITAL, INC. located in Sioux Falls, South Dakota.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2024. Adam has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam C Heien's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 20, 2026 - Present
FIRST HEARTLAND CAPITAL, INC.
Office #1: 3130 W. 57th St. Suite 105, Sioux Falls, SD 57108July 30, 2024 - November 21, 2024
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/13/2026
General Securities Representative ExaminationSeries 6TO
Date: 7/30/2024
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
