Marcos Murillo

Some features on this profile are disabled

CRD#: 7340858

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Marcos Murillo was a registered financial professional .

Marcos is a previously registered financial professional and started their career in finance in 2021. Marcos had worked at 3 firms and has passed the Series 65, Series 66, Series 57TO, Series 3, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 20, 2025 - February 25, 2026

VANTAGE POINT FINANCIAL, LLC

RIA

CRD#: 305016

LISLE, IL

Past

October 25, 2021 - June 30, 2025

SPIDERROCK EXS, LLC

CRD#: 148743

CHICAGO, IL

Past

July 6, 2021 - September 23, 2021

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

DOWNERS GROVE, IL

Past

June 14, 2021 - September 23, 2021

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

DOWNERS GROVE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VANTAGE POINT FINANCIAL, LLC

VANTAGE POINT FINANCIAL LLC | VANTAGE POINT FINANCIAL, LLC

CRD#: 305016 / SEC#: 801-122708

RIA

Registered Investment Advisory firm - (11/17/2021 Approved)

Illinois

Registered Investment Advisory firm - (11/29/2021 Terminated)

Iowa

Registered Investment Advisory firm - (11/29/2021 Terminated)

Missouri

Registered Investment Advisory firm - (11/29/2021 Terminated)

Texas

Registered Investment Advisory firm - (11/29/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/20/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/3/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 57TO

Date: 3/21/2024

Securities Trader Exam

General Industry/Product Exam

Series 3

Date: 10/14/2022

National Commodity Futures Examination

General Industry/Product Exam

Series 7TO

Date: 6/14/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/21/2021

Securities Industry Essentials Examination

Current Firm

VANTAGE POINT FINANCIAL, LLC

VANTAGE POINT FINANCIAL LLC | VANTAGE POINT FINANCIAL, LLC

CRD#: 305016 / SEC#: 801-122708

RIA

Registered Investment Advisory firm - (11/17/2021 Approved)

Illinois

Registered Investment Advisory firm - (11/29/2021 Terminated)

Iowa

Registered Investment Advisory firm - (11/29/2021 Terminated)

Missouri

Registered Investment Advisory firm - (11/29/2021 Terminated)

Texas

Registered Investment Advisory firm - (11/29/2021 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2443 Warrenville Road Suite 630, Lisle, IL 60532

Mailing Address

Phone number

(331) 204-6212

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,647
AUM (Assets Under Management)	$ 430,712,898

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Marcos Murillo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VANTAGE POINT FINANCIAL, LLC

SPIDERROCK EXS, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

VANTAGE POINT FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/20/2025

Series 66

Date: 7/3/2021

Series 57TO

Date: 3/21/2024

Series 3

Date: 10/14/2022

Series 7TO

Date: 6/14/2021

SIE

Date: 5/21/2021

Current Firm

VANTAGE POINT FINANCIAL, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VANTAGE POINT FINANCIAL, LLC

TRUST BUT VERIFY

Similar Advisors