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S. Joel Mittelman

S. J. Mittelman

MITTELMAN WEALTH MANAGEMENT
Andover, MA
Some features on this profile are disabled
CRD#: 7340651
S. Joel Mittelman

Professional summary

S. Joel Mittelman, CFP®, who also goes by Joel Mittelman, is a registered financial advisor currently at MITTELMAN WEALTH MANAGEMENT located in Andover, Massachusetts.

S. is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. S. has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Joel Mittelman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view S. Joel Mittelman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2020

Experience

Current

May 3, 2021 - Present

MITTELMAN WEALTH MANAGEMENT

RIA
CRD#: 313042
Andover, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MITTELMAN WEALTH MANAGEMENT
MITTELMAN WEALTH MANAGEMENT | MITTELMAN WEALTH MANAGEMENT LLC

CRD#: 313042 / SEC#: 801-120590

RIA
Registered Investment Advisory firm - (3/24/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(5/3/2021)
IAR
New Hampshire
(4/11/2022)
IAR
Texas
(12/14/2022)

Exams

Current Firm

MW
MITTELMAN WEALTH MANAGEMENT
MITTELMAN WEALTH MANAGEMENT | MITTELMAN WEALTH MANAGEMENT LLC

CRD#: 313042 / SEC#: 801-120590

RIA
Registered Investment Advisory firm - (3/24/2021 Approved)
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Contact information

Main Address
Andover, MA
Mailing Address
Phone number
(617) 378-1382
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (3 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MITTELMAN WEALTH MANAGEMENT ADV BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts65
AUM (Assets Under Management)$ 243,358,275

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MITTELMAN WEALTH MANAGEMENT

CRD#: 313042Andover, MA

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