Pasquale E. Guadagno
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pasquale Erminio Guadagno, who also goes by Pat Guadagno, was a registered financial professional .
Pasquale is a previously registered financial professional and started their career in finance in 1981. Pasquale had worked at 15 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2024 - December 2, 2024
MD GLOBAL PARTNERS, LLC
March 26, 2020 - December 2, 2021
MD GLOBAL PARTNERS, LLC
May 12, 2015 - May 8, 2018
NATIONAL SECURITIES CORPORATION
November 29, 2013 - January 8, 2015
NATIONAL SECURITIES CORPORATION
October 18, 2010 - December 2, 2013
LEGEND SECURITIES, INC.
January 8, 2009 - April 16, 2009
THOMAS GROUP CAPITAL
May 22, 2002 - December 31, 2003
NATIVE AMERICAN SECURITIES COMPANY, INC.
December 4, 2000 - July 2, 2004
DUPONT SECURITIES GROUP, INC.
January 5, 1999 - November 20, 2000
LABRANCHE FINANCIAL SERVICES, LLC
April 28, 1998 - October 14, 1998
R.K. GRACE & COMPANY
October 2, 1996 - January 15, 1998
M.S. FARRELL & COMPANY, INC.
September 18, 1996 - September 26, 1996
DANALLEN INVESTMENT GROUP INC.
April 11, 1995 - November 27, 1996
EURO-ATLANTIC SECURITIES INC.
January 20, 1994 - March 27, 1995
BRENNER SECURITIES CORPORATION
November 17, 1989 - December 10, 1993
CITIGROUP GLOBAL MARKETS INC.
April 9, 1986 - December 12, 1989
LEHMAN BROTHERS INC.
June 23, 1981 - April 15, 1986
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/7/2024
General Securities Representative ExaminationCurrent Firm
MD GLOBAL PARTNERS, LLC
CRD#: 140988 / SEC#: , 8-67356
Contact information
FINRA licenses (17 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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