Dylan T. Arnall

TLW WEALTH MANAGEMENT

Indian Rocks Beach, FL

Some features on this profile are disabled

CRD#: 7340217

Professional summary

Dylan Tanner Arnall is a registered financial advisor currently at TLW WEALTH MANAGEMENT, LLC located in Indian Rocks Beach, Florida.

Dylan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Dylan has worked at 3 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dylan Tanner Arnall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2025 - Present

TLW WEALTH MANAGEMENT, LLC

RIA

CRD#: 284598

Indian Rocks Beach, FL

Past

October 14, 2024 - November 1, 2024

ADP BROKER-DEALER, INC.

CRD#: 37693

ROSELAND, NJ

Past

September 6, 2021 - October 1, 2024

PAYCHEX SECURITIES CORPORATION

CRD#: 39733

ROCHESTER, NY

Past

February 24, 2021 - August 27, 2021

TLW WEALTH MANAGEMENT, LLC

RIA

CRD#: 284598

INDIAN ROCKS BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TLW WEALTH MANAGEMENT, LLC

CRD#: 284598 / SEC#: 801-114938

RIA

Registered Investment Advisory firm - (4/2/2019 Approved)

Kansas

Registered Investment Advisory firm - (4/10/2019 Terminated)

Nebraska

Registered Investment Advisory firm - (4/10/2019 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/10/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/20/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/21/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 9/4/2021

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 11/6/2019

Securities Industry Essentials Examination

Current Firm

TLW WEALTH MANAGEMENT, LLC

CRD#: 284598 / SEC#: 801-114938

RIA

Registered Investment Advisory firm - (4/2/2019 Approved)

Kansas

Registered Investment Advisory firm - (4/10/2019 Terminated)

Nebraska

Registered Investment Advisory firm - (4/10/2019 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/10/2019 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Indian Rocks Beach, FL

Mailing Address

Phone number

(402) 599-9568

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND PART 2 B (4/24/2025)

Regulatory assets under management

Total Number of Accounts	163
AUM (Assets Under Management)	$ 174,882,565

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dylan T. Arnall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dylan Tanner Arnall's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADP BROKER-DEALER, INC.

PAYCHEX SECURITIES CORPORATION

TLW WEALTH MANAGEMENT, LLC

Primary Firm SEC Registration

TLW WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/20/2021

Series 65

Date: 2/21/2021

Series 6TO

Date: 9/4/2021

SIE

Date: 11/6/2019

Current Firm

TLW WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TLW WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors