Andrew Geller
Professional summary
Andrew Geller is a registered financial professional currently at SHEARSON FINANCIAL SERVICES, LLC located in Boca Raton, Florida.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1981. Andrew has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Geller's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 3, 2009 - Present
SHEARSON FINANCIAL SERVICES, LLC
Office #1: 7000 W. Palmetto Park Rd Suite 501, Boca Raton, FL 33433September 22, 2004 - November 30, 2009
MIDSOUTH CAPITAL, INC.
March 26, 2001 - September 21, 2004
FIRST SECURITY INVESTMENTS, INC.
March 20, 1998 - March 23, 2001
ACCESS FINANCIAL GROUP, INC.
September 4, 1990 - March 17, 1998
WELLS FARGO CLEARING SERVICES, LLC
June 23, 1981 - September 4, 1990
PRESCOTT, BALL & TURBEN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/3/2009)
(3/10/2014)
(12/3/2009)
(12/3/2009)
(7/23/2020)
(10/13/2015)
Exams
Series 8
Date: 1/13/1986
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
SHEARSON FINANCIAL SERVICES, LLC
CRD#: 38619 / SEC#: 801-61866, 8-48313
Contact information
FINRA licenses (45 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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Company Information
SHEARSON FINANCIAL SERVICES, LLC
CRD#: 38619Boca Raton, FL 33433TRUST BUT VERIFY
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