JD
Jacob D. Diroff
HARWOOD INVESTMENT STRATEGIES, L.L.C.
MONROE, MI 48162
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CRD#: 7340009
JD
Professional summary
Jacob Dean Diroff is a registered financial advisor currently at HARWOOD INVESTMENT STRATEGIES, L.L.C. located in Monroe, Michigan.
Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jacob has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Dean Diroff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 13, 2021 - Present
HARWOOD INVESTMENT STRATEGIES, L.L.C.
Office #1: 214 E. Elm Ave, Suite #104, Monroe, MI 48162RIA
CRD#: 135383
MONROE, MI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(5/13/2021)
IAR
Ohio(5/13/2021)
Current Firm
HI
HARWOOD INVESTMENT STRATEGIES, L.L.C.
HARWOOD INVESTMENT STRATEGIES, L.L.C.
CRD#: 135383 / SEC#:
Michigan
Registered Investment Advisory firm - (6/28/2005 Approved)Ohio
Registered Investment Advisory firm - (3/11/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
214 E. Elm Ave, Suite #104, Monroe, MI 48162
Mailing Address
Phone number
(734) 242-2408
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 193 |
| AUM (Assets Under Management) | $ 49,418,737 |
Red Flags
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