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Marcus Paul Miller

Marcus P. Miller

MAINSTAY CAPITAL
Lakeland, FL
Some features on this profile are disabled
CRD#: 7339646
Marcus Paul Miller

Professional summary

Marcus Paul Miller, CFP® is a registered financial advisor currently at MAINSTAY CAPITAL located in Lakeland, Florida and ORIGIN INVESTMENT ADVISORY LLC located in Middleburg, Florida.

Marcus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Marcus has worked at 2 firms and has passed the Series 65 and SIE exams.

top-8-questions

Question & Answer

What are your service offerings?
Retirement Income Management
Socially Responsible Investing
Elder Care
Debt Management
Social Security Planning
Comprehensive Financial Planni...
Budgeting
Divorce Planning
Life Transitions
Investment Planning
Do you have an area of expertise or specialization?
College/Education Planning
Divorce Planning
Entrepreneurs
Estate & Generational Planning...
Federal Employees
Fixed Fee (Subscription, Retai...
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Origin Financial Investment Related: Yes Address: 5915 Valentino Way Lakeland, FL 33812 Nature: Finance Position: Financial Advisor Title: Financial Advisor Relationship with other business: None Start Date: Nov 2022 Hours/month: 60 Hours /day during securities trading hours: 4 Duties: Meeting with clients to discuss general financial planning topics.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcus Paul Miller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2020

Experience

Current

June 17, 2021 - Present

MAINSTAY CAPITAL

RIA
CRD#: 312352
Lakeland, FL
Current

November 25, 2022 - Present

ORIGIN INVESTMENT ADVISORY LLC

RIA
CRD#: 305353
MIDDLEBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(6/17/2021)
IAR
Texas
(3/19/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/15/2024
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/22/2023
Securities Industry Essentials Examination

Current Firm

MAINSTAY CAPITAL
MAINSTAY CAPITAL
MAINSTAY CAPITAL | MAINSTAY CAPITAL LLC

CRD#: 312352 / SEC#:

Florida
Registered Investment Advisory firm - (6/17/2021 Approved)
Texas
Registered Investment Advisory firm - (3/19/2024 Approved)
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Contact information

Main Address
Lakeland, FL
Mailing Address
Phone number
(813) 706-6063
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts112
AUM (Assets Under Management)$ 2,900,877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MAINSTAY CAPITAL

MAINSTAY CAPITAL

CRD#: 312352Lakeland, FL

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Contact information

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