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Noah Wilkes

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CRD#: 7339489
NW

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Noah Wilkes was a registered financial professional .

Noah is a previously registered financial professional and started their career in finance in 2022. Noah had worked at 7 firms and has passed the Series 99TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 14, 2022 - December 16, 2024

FMX EXECUTION, LLC

BD
CRD#: 154075
NEW YORK, NY
Past

December 13, 2022 - December 16, 2024

MINT BROKERS

BD
CRD#: 13681
NEW YORK, NY
Past

December 13, 2022 - December 16, 2024

GFI SECURITIES LLC

BD
CRD#: 19982
NEW YORK, NY
Past

December 13, 2022 - December 16, 2024

CF SECURED, LLC

BD
CRD#: 285841
Jacksonville, FL
Past

December 13, 2022 - December 16, 2024

BGC FINANCIAL, L.P.

BD
CRD#: 19801
Jacksonville, FL
Past

June 8, 2022 - December 16, 2024

NEWMARK SECURITIES, LLC

BD
CRD#: 309193
NEW YORK, NY
Past

March 5, 2022 - December 16, 2024

CANTOR FITZGERALD & CO.

BD
CRD#: 134
Jacksonville, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 3/5/2022
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 1/10/2022
Securities Industry Essentials Examination

Current Firm

FE
FMX EXECUTION, LLC
FENICS EXECUTION, LLC | MODENA SECURITIES LLC | KYTE SECURITIES LLC | FMX EXECUTION, LLC

CRD#: 154075 / SEC#: , 8-68606

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
55 Water Street, New York, NY 10041
Mailing Address
55 Water Street, New York, NY 10041
Phone number
(212) 968-4122
Established
New York since 04/20/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FENICS MARKETS XCHANGE, LLCSOLE MEMBER
ANZALONE, THOMAS JOSEPHCHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER1161513
HAUF, JASON WILLIAMSCHIEF FINANCIAL OFFICER4163331
RINALDO, MARK JCHIEF OPERATING OFFICER4824739
SCOTTO, LOUIS JAMESCHIEF EXECUTIVE OFFICER1483052
SULFARO, MICHAEL CARLCHIEF COMPLIANCE OFFICER2483562

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FMX EXECUTION, LLC

CRD#: 154075

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