Sivaramakrishnan Subramanian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sivaramakrishnan Subramanian, who also goes by Siva Subramanian, was a registered financial professional .
Sivaramakrishnan is a previously registered financial professional and started their career in finance in 2023. Sivaramakrishnan had worked at 3 firms and has passed the Series 99TO, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2025 - May 14, 2026
TRADE-PMR INC.
January 12, 2024 - May 14, 2026
ROBINHOOD SECURITIES, LLC
June 21, 2023 - May 14, 2026
ROBINHOOD FINANCIAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 8/8/2024
Operations Professional ExaminationSeries 7TO
Date: 6/21/2023
General Securities Representative ExaminationCurrent Firm
TRADE-PMR INC.
CRD#: 46350 / SEC#: , 8-51390
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GATOR MERGER SUB II, LLC | SHAREHOLDER | |
| BALDWIN, ROBB WALLER | PRESIDENT & CHIEF EXECUTIVE OFFICER | 1409477 |
| DILBONE, ROBERT POTTER JR | CHIEF REVENUE OFFICER | 5893751 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 3103432 |
| LEGACY, ELIZABETH | CHIEF COMPLIANCE OFFICER | 4368139 |
| QUIRK, STEVEN MARK | DIRECTOR | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | DIRECTOR | 7339479 |
| VICTORIA, RICHARD SCOTT | CHIEF OPERATING OFFICER | 5371275 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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