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Sivaramakrishnan Subramanian

ROBINHOOD FINANCIAL
Menlo Park, CA 94025
Some features on this profile are disabled
CRD#: 7339479
SS

Professional summary


Sivaramakrishnan Subramanian, who also goes by Siva Subramanian, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in Menlo Park, California and ROBINHOOD SECURITIES, LLC located in Menlo Park, California.

Sivaramakrishnan is registered as a RR (Registered Representative) and started their career in finance in 2023. Sivaramakrishnan has worked at 3 firms and has passed the Series 99TO, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Siva Subramanian

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Sivaramakrishnan Subramanian's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 21, 2023 - Present

ROBINHOOD FINANCIAL, LLC

Office #1: 85 Willow Road, Menlo Park, CA 94025
BD
CRD#: 165998
Menlo Park, CA
Current

January 12, 2024 - Present

ROBINHOOD SECURITIES, LLC

Office #1: 85 Willow Road, Menlo Park, CA 94025
BD
CRD#: 287900
Menlo Park, CA
Current

March 28, 2025 - Present

TRADE-PMR INC.

Office #1: 13945 Evergreen Avenue, Clearwater, FL 33762
BD
CRD#: 46350
CLEARWATER, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 99TO
Date: 8/8/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/21/2023
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/11/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


TI
TRADE-PMR INC.
TRADE-PMR INC.

CRD#: 46350 / SEC#: , 8-51390

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
13945 Evergreen Avenue, Clearwater, FL 33762
Mailing Address
P.o. Box 358230, Gainesville, FL 32635-8230
Phone number
(352) 332-8723
Established
Florida since 10/30/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
GATOR MERGER SUB II, LLCSHAREHOLDER
BALDWIN, ROBB WALLERPRESIDENT & CHIEF EXECUTIVE OFFICER1409477
DILBONE, ROBERT POTTER JRCHIEF REVENUE OFFICER5893751
KELATI, DANIEL TCHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL3103432
LEGACY, ELIZABETHCHIEF COMPLIANCE OFFICER4368139
QUIRK, STEVEN MARKDIRECTOR2728768
SUBRAMANIAN, SIVARAMAKRISHNANDIRECTOR7339479
VICTORIA, RICHARD SCOTTCHIEF OPERATING OFFICER5371275

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TRADE-PMR INC.

CRD#: 46350Menlo Park, CA 94025

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