Jake G. Del Gais

VELOCITY CAPITAL

NEW YORK, NY 10038

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CRD#: 7339127

Professional summary

Jake Gray Del Gais, who also goes by Jake Del Gais, is a registered financial professional currently at VELOCITY CAPITAL, LLC located in New York, New York.

Jake is registered as a RR (Registered Representative) and started their career in finance in 2021. Jake has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jake Del Gais

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jake Gray Del Gais's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2025 - Present

VELOCITY CAPITAL, LLC

Office #1: 199 Water Street 8th Floor, New York, NY 10038Office #2: 199 Water Street 8th Floor, New York, NY 10038

CRD#: 171810

NEW YORK, NY

Past

May 2, 2023 - March 15, 2024

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

NEW YORK, NY

Past

May 2, 2023 - March 15, 2024

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

July 12, 2021 - May 3, 2023

NEUBERGER BERMAN BD LLC

RIA

CRD#: 2908

NEW YORK, NY

Past

July 12, 2021 - May 3, 2023

NEUBERGER BERMAN BD LLC

CRD#: 2908

NEW YORK, NY

Past

April 28, 2021 - May 17, 2021

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(4/3/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 12/21/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/28/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/16/2020

Securities Industry Essentials Examination

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

VELOCITY CAPITAL, LLC

CNPT HOLDINGS, LLC | VELOCITY CAPITAL, LLC

CRD#: 171810 / SEC#: , 8-69479

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

199 Water Street 8th Floor, New York, NY 10038

Mailing Address

199 Water Street 8th Floor, New York, NY 10038

Phone number

(646) 837-0056

Established

Nevada since 05/07/2014

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
VCP HOLDINGS, LLC	SOLE MEMBER AND OWNER
AMATO, MATTEO ALBERTO	CHIEF FINANCIAL OFFICER & FINOP	5877196
BRACERO, FRANK WILLIAM	CONTROLLER	2178318
FREYER, CHRISTIAN	ROP	6337912
LOGAN, MICHAEL JAMES	CHIEF ADMINISTRATIVE OFFICER	5763098
MERCHANT, MUNAF	PRESIDENT	1937789
SMITH, JEFFREY SCOTT	CHIEF COMPLIANCE OFFICER	2492551
WIEDMAN, GARY DAVID	CHIEF OPERATING OFFICER	1947935
YAN, ROY	CHIEF EXECUTIVE OFFICER	2352916

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jake G. Del Gais

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jake Gray Del Gais's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN BD LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/21/2020

Series 7TO

Date: 4/28/2021

SIE

Date: 9/16/2020

Cboe Exchange, Inc.

FINRA

Nasdaq PHLX LLC

Nasdaq Stock Market

Current Firm

VELOCITY CAPITAL, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VELOCITY CAPITAL, LLC

TRUST BUT VERIFY

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