Jerome Domershick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerome Domershick, who also goes by Jerry Domershick, was a registered financial professional .
Jerome is a previously registered financial professional and started their career in finance in 1981. Jerome had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2006 - December 31, 2020
VANDERBILT SECURITIES, LLC
May 3, 2005 - November 3, 2006
AEGIS CAPITAL CORP.
February 21, 2001 - June 30, 2005
YANKEE FINANCIAL GROUP, INC.
October 1, 1999 - March 8, 2001
GLENN MICHAEL FINANCIAL, INC.
June 17, 1998 - October 1, 1999
PATAGON.COM SECURITIES CORP.
November 13, 1989 - May 18, 1998
INSTITUTIONAL EQUITY CORPORATION
January 22, 1988 - December 13, 1989
WILLIAM M. CADDEN & CO., INC.
June 23, 1981 - February 2, 1988
MACPEG, ROSS, O'CONNELL & GOLDABER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VANDERBILT SECURITIES, LLC
CRD#: 5953 / SEC#: , 8-16712
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VANDERBILT CAPITAL, LLC | SOLE OWNER | |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER/OPTIONS/MUNI | 5839052 |
| DISTANTE, STEPHEN ALFRED | CEO - LIMITED PARTNER | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | 2210435 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
