PM
Persis E. Mejia
THE RETIREMENT SOLUTION LLC
Redmond, WA 98052
Some features on this profile are disabled
CRD#: 7338711
PM
Professional summary
Persis Elaine Mejia, who also goes by Persis E Mejia, is a registered financial advisor currently at THE RETIREMENT SOLUTION LLC located in Redmond, Washington.
Persis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Persis has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Persis E Mejia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: PERSIS MEJIA POSITION: Independent agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 02/07/2023 ADDRESS: 10544 Midvale Ave N, Unit C, Seattle WA 98133 DESCRIPTION: - find my own clientele - create illustrations with fixed insurance products Business Name: PERSIS MEJIA POSITION: Paraplanner NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 4 START DATE: 03/02/2023 ADDRESS: 1809 Commercial Ave, Suite 100, Anacortes WA 98221, United States DESCRIPTION: My role is to assist the advisors with their book of business running reports, following up with clients, working on applications and creating illustrations. Business Name: Our Rentals LLC; POSITION: Owner; NATURE: Manage an Airbnb; INVESTMENT RELATED: No; START DATE: 2022-06-01; ADDRESS: 10544 Midvale Ave N Unit C Seattle WA 98133; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 10;
CRS (Client Relationship Summary) - RIA
Click below to view Persis Elaine Mejia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 6, 2023 - Present
THE RETIREMENT SOLUTION LLC
Office #1: 18300 Redmond Way Suite 250, Redmond, WA 98052RIA
CRD#: 148106
Redmond, WA
Past
February 28, 2023 - May 9, 2023
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Anacortes, WA
Past
February 28, 2023 - May 9, 2023
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
AUSTIN, TX
Past
November 11, 2021 - December 31, 2022
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
Seattle, WA
Past
April 7, 2021 - December 31, 2022
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
Seattle, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
THE RETIREMENT SOLUTION LLC
ABSOLUTE RETURN SOLUTIONS INC. | THE RETIREMENT SOLUTION LLC | THE RETIREMENT SOLUTION INC. | ABSOLUTE RETURN SOLUTIONS, INC.
CRD#: 148106 / SEC#: 801-113783
RIA
Registered Investment Advisory firm - (8/1/2018 Approved)Arizona
Registered Investment Advisory firm - (9/10/2018 Terminated)California
Registered Investment Advisory firm - (10/10/2018 Terminated)Colorado
Registered Investment Advisory firm - (9/11/2018 Terminated)Idaho
Registered Investment Advisory firm - (9/10/2018 Terminated)Texas
Registered Investment Advisory firm - (9/10/2018 Terminated)Utah
Registered Investment Advisory firm - (9/10/2018 Terminated)Washington
Registered Investment Advisory firm - (10/10/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(12/6/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/7/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
TR
THE RETIREMENT SOLUTION LLC
ABSOLUTE RETURN SOLUTIONS INC. | THE RETIREMENT SOLUTION LLC | THE RETIREMENT SOLUTION INC. | ABSOLUTE RETURN SOLUTIONS, INC.
CRD#: 148106 / SEC#: 801-113783
RIA
Registered Investment Advisory firm - (8/1/2018 Approved)Arizona
Registered Investment Advisory firm - (9/10/2018 Terminated)California
Registered Investment Advisory firm - (10/10/2018 Terminated)Colorado
Registered Investment Advisory firm - (9/11/2018 Terminated)Idaho
Registered Investment Advisory firm - (9/10/2018 Terminated)Texas
Registered Investment Advisory firm - (9/10/2018 Terminated)Utah
Registered Investment Advisory firm - (9/10/2018 Terminated)Washington
Registered Investment Advisory firm - (10/10/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
18300 Redmond Way Suite 250, Redmond, WA 98052
Mailing Address
Phone number
(425) 558-3700
Established
Firm type
Fiscal year end
# of Employees
33
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,888 |
| AUM (Assets Under Management) | $ 573,254,942 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
