Jeffrey B. Mackevich

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CRD#: 733861

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Brian Mackevich was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 1981. Jeffrey had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 20, 2011 - March 17, 2022

ROTHSCHILD INVESTMENT LLC

RIA

CRD#: 728

CHICAGO, IL

Past

September 19, 2011 - March 17, 2022

ROTHSCHILD INVESTMENT LLC

CRD#: 728

CHICAGO, IL

Past

June 8, 2010 - August 31, 2011

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 111135

CHICAGO, IL

Past

April 23, 1999 - June 9, 2010

MESIROW FINANCIAL, INC.

RIA

CRD#: 2764

CHICAGO, IL

Past

August 18, 1997 - August 31, 2011

MESIROW FINANCIAL, INC.

CRD#: 2764

CHICAGO, IL

Past

July 31, 1993 - August 20, 1997

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

February 15, 1988 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

May 18, 1981 - February 15, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROTHSCHILD INVESTMENT LLC

ROTHSCHILD INVESTMENT | ROTHSCHILD INVESTMENT LLC | ROTHSCHILD INVESTMENT CORPORATION

CRD#: 728 / SEC#: 801-7395, 8-16429

RIA

Registered Investment Advisory firm - SEC (5/30/1971 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/26/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/20/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/16/1981

General Securities Representative Examination

Current Firm

ROTHSCHILD INVESTMENT LLC

ROTHSCHILD INVESTMENT | ROTHSCHILD INVESTMENT LLC | ROTHSCHILD INVESTMENT CORPORATION

CRD#: 728 / SEC#: 801-7395, 8-16429

RIA

Registered Investment Advisory firm - SEC (5/30/1971 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

311 S. Wacker Drive Suite 5900, Chicago, IL 60606-6677

Mailing Address

311 S. Wacker Drive Suite 5900, Chicago, IL 60606-6618

Phone number

(312) 983-8900

Established

Delaware since 10/07/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (32 States and Territories)

FINRA licenses (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (11/19/2025)

Direct owners and executive officers

Name	Position	CRD#
ROTHSCHILD HOLDINGS, LLC	OWNER
ELLERGODT, CURTIS ROBERT	FINOP	6012133
FRANKE, JAMES ALLYN	MEMBER, OFFICER	4728087
JOHNSON, PHILLIP EUGENE	MEMBER, PRESIDENT	2491084
LENART, BRIAN DOUGLAS	CCO/AMLCO	736107
SOLOMON, JOEL EDWARD	MEMBER, OFFICER	704990

Regulatory assets under management

Total Number of Accounts	2,425
AUM (Assets Under Management)	$ 2,310,915,581

Disclosures

Regulatory Event	15
Arbitration	2

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/27/2025	Cover Page	Report
10/13/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey B. Mackevich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ROTHSCHILD INVESTMENT LLC

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

MESIROW FINANCIAL, INC.

MESIROW FINANCIAL, INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

ROTHSCHILD INVESTMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/26/1992

Series 63

Date: 5/20/1981

SIE

Date: 10/1/2018

Series 7

Date: 5/16/1981

Current Firm

ROTHSCHILD INVESTMENT LLC

Contact information

SEC notice filing (32 States and Territories)

FINRA licenses (50 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

ROTHSCHILD INVESTMENT LLC

TRUST BUT VERIFY

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