GV
George F. Veazey
KESTRA ADVISORY SERVICES
Oklahoma City, OK 73120
Some features on this profile are disabled
CRD#: 733847
GV
Professional summary
George Franklin Veazey III, who also goes by George Franklin Veazey, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Oklahoma City, Oklahoma and KESTRA INVESTMENT SERVICES, LLC located in Oklahoma City, Oklahoma.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. George has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 22, Series 26 and Series 39 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
George Franklin Veazey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RESIDENTIAL R/E OWNER AND LANDLORD OF PROPERTY IN DALLAS, TEXAS. PROPERTY IS LEASED AND DUTIES WOULD INCLUDE OCCASIONAL MAINTENANCE. TIME SPENT IS LESS THEN ONE HOUR A MONTH DURING NON BUSINESS/ NON SECURITIES TRADING HOURS.Business Name: George Veazey Investment Related: Yes Address: 3502 Gillon Ave Dallas TX 75205 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 4/15/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: LandlordBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 4/25/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Providing Investment AdviceBusiness Name: Oklahoma Financial Center Investment Related: Yes Address: 12436 Saint Andrews Drive Oklahoma City OK 73120 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 4/25/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment AdviceBusiness Name: DFW Wildlife Coalition, Inc Investment Related: No Address: PO Box 833523 Richardson TX 75083 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board of Director Start Date: 7/1/2002 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Foster parent for abandoned baby Raccoons
CRS (Client Relationship Summary) - RIA
Click below to view George Franklin Veazey III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 1, 2017 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 12436 St. Andrews Dr., Oklahoma City, OK 73120RIA
CRD#: 283330
Oklahoma City, OK
Current
May 4, 2017 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 12436 St. Andrews Dr., Oklahoma City, OK 73120BD
CRD#: 42046
Oklahoma City, OK
Past
April 13, 2007 - June 16, 2015
COREBRIDGE CAPITAL SERVICES, INC.
BD
CRD#: 13158
WOODLAND HILLS, CA
Past
June 1, 2006 - October 12, 2006
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
BD
CRD#: 21570
SHELTON, CT
Past
April 6, 2005 - June 1, 2006
EVERLAKE DISTRIBUTORS, LLC
BD
CRD#: 100460
NORTHBROOK, IL
Past
December 18, 2003 - April 7, 2005
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Past
June 28, 2000 - December 31, 2001
COREBRIDGE CAPITAL SERVICES, INC.
BD
CRD#: 13158
JERSEY CITY, NJ
Past
June 27, 1997 - June 19, 2000
TRANSAMERICA CAPITAL, LLC
BD
CRD#: 8217
DENVER, CO
Past
April 17, 1991 - May 20, 1997
SWIFT ENERGY MARKETING COMPANY
BD
CRD#: 17422
HOUSTON, TX
Past
July 6, 1987 - April 1, 1991
TRANSAMERICA CAPITAL, LLC
BD
CRD#: 8217
DENVER, CO
Past
June 26, 1986 - June 22, 1987
MIDVALE SECURITIES CORPORATION
BD
CRD#: 15877
Past
May 5, 1986 - June 9, 1986
KV SECURITIES, INC.
BD
CRD#: 16847
Past
January 10, 1986 - June 6, 1986
NRM CORPORATION
BD
CRD#: 8501
Past
May 15, 1985 - July 26, 1985
ROTAN MOSLE INC.
BD
CRD#: 727
Past
April 22, 1983 - May 23, 1985
NRM CORPORATION
BD
CRD#: 8501
Past
June 15, 1981 - September 8, 1983
WINCHESTER SECURITIES CORP.
BD
CRD#: 7871
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/21/2022)
RR
California(2/7/2020)
RR
Delaware(10/14/2024)
RR
Florida(1/31/2025)
RR
Kansas(11/12/2018)
RR
Massachusetts(7/7/2021)
IAR
Oklahoma(6/1/2017)
RR
Oklahoma(7/14/2023)
RR
Tennessee(7/13/2017)
RR
Texas(5/4/2017)
IAR
Texas(7/27/2023)
RR
Washington(3/22/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
