James E. Dunivan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Edward Dunivan SR, who also goes by J Edward Dunivan, was a registered financial advisor .
James is a previously registered financial advisor and started their career in finance in 1970. James had worked at 4 firms and has passed the Series 65, Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2007 - December 3, 2007
CONTEMPORARY FINANCIAL SOLUTIONS, INC.
February 21, 2007 - December 3, 2007
CONTEMPORARY FINANCIAL SOLUTIONS, INC.
July 26, 2001 - December 31, 2006
MUTUAL SERVICE CORPORATION
October 20, 1980 - August 23, 2001
EQUITABLE ADVISORS, LLC
November 2, 1970 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/28/1970
Registered Representative ExaminationCurrent Firm
CONTEMPORARY FINANCIAL SOLUTIONS, INC.
CRD#: 121699 / SEC#: , 8-65439
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL SERVICE CORPORATION | SOLE SHAREHOLDER | 4806 |
| BECKER, DAVID CLIFFORD SR. | FINOP, VICE PRESIDENT | 4635972 |
| BROWN, STEPHANIE LEIGH | DIRECTOR | 1973369 |
| CLOUD, VINCENT THOMAS | EXEC VP/DIRECTOR | 1107858 |
| COATES, SUSAN LOHMANN | SR. VICE PRESIDENT | 1563043 |
| DIXON, JOHN LINCOLN | CHAIRMAN | 68827 |
| DWYER, WILLIAM EDWARD III | DIRECTOR | 1274680 |
| KALBAUGH, JOHN ANDREW | CHIEF EXECUTIVE OFFICER | 1821773 |
| KAMINSKI, DENNIS STANLEY | EXEC VP/ASST. SECRETARY/DIRECTOR | 1013459 |
| LYLE, TIMOTHY JAMES | SR. VP/CHIEF COMPLIANCE OFFICER | 1111138 |
| STEARNS, ESTHER MARION | DIRECTOR | 1088948 |
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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