Robert T. Adams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Terry Adams was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1981. Robert had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2018 - July 21, 2021
ADERO PARTNERS, LLC
May 22, 2012 - August 13, 2018
VISTA WEALTH MANAGEMENT, LLC
November 19, 1989 - May 4, 1993
OSAIC WEALTH, INC.
April 29, 1988 - March 27, 2012
PACIFIC ADVISORY GROUP INC
February 20, 1985 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
June 23, 1981 - February 25, 1985
EQUITEC SECURITIES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADERO PARTNERS, LLC
CRD#: 297808 / SEC#: 801-113671
Contact information
Regulatory assets under management
| Total Number of Accounts | 3,664 |
| AUM (Assets Under Management) | $ 4,382,594,653 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 03/26/2024 | ||
| 01/09/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
