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ZW

Zachary P. Wheeler

WINEBRENNER CAPITAL MANAGEMENT LLC
Louisville, KY 40223-5367
Some features on this profile are disabled
CRD#: 7337857
ZW

Professional summary

Zachary P Wheeler, who also goes by Zach Wheeler, Zachary Preston Wheeler, is a registered financial advisor currently at WINEBRENNER CAPITAL MANAGEMENT LLC located in Louisville, Kentucky.

Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Zachary has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Zach Wheeler | Zachary Preston Wheeler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary P Wheeler's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 6, 2025 - Present

WINEBRENNER CAPITAL MANAGEMENT LLC

Office #1: 10602 Timberwood Circle Suite 13, Louisville, KY 40223-5367
RIA
CRD#: 154708
Louisville, KY
Past

March 23, 2024 - March 6, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW ALBANY, IN
Past

November 24, 2023 - March 6, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW ALBANY, IN
Past

June 12, 2023 - October 17, 2023

MORGAN STANLEY

BD
CRD#: 149777
Chicago, IL
Past

January 1, 2023 - September 5, 2023

E*TRADE SECURITIES LLC

BD
CRD#: 29106
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WINEBRENNER CAPITAL MANAGEMENT LLC
WINEBRENNER CAPITAL MANAGEMENT LLC

CRD#: 154708 / SEC#: 801-115158

RIA
Registered Investment Advisory firm - (5/3/2019 Approved)
Florida
Registered Investment Advisory firm - (6/5/2019 Terminated)
Indiana
Registered Investment Advisory firm - (6/5/2019 Terminated)
Kentucky
Registered Investment Advisory firm - (6/6/2019 Terminated)
Ohio
Registered Investment Advisory firm - (6/5/2019 Terminated)
Texas
Registered Investment Advisory firm - (12/13/2013 Terminated)
Utah
Registered Investment Advisory firm - (6/5/2019 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kentucky
(8/6/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/22/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/3/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/27/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/17/2022
Securities Industry Essentials Examination

Current Firm

WC
WINEBRENNER CAPITAL MANAGEMENT LLC
WINEBRENNER CAPITAL MANAGEMENT LLC

CRD#: 154708 / SEC#: 801-115158

RIA
Registered Investment Advisory firm - (5/3/2019 Approved)
Florida
Registered Investment Advisory firm - (6/5/2019 Terminated)
Indiana
Registered Investment Advisory firm - (6/5/2019 Terminated)
Kentucky
Registered Investment Advisory firm - (6/6/2019 Terminated)
Ohio
Registered Investment Advisory firm - (6/5/2019 Terminated)
Texas
Registered Investment Advisory firm - (12/13/2013 Terminated)
Utah
Registered Investment Advisory firm - (6/5/2019 Terminated)
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Contact information

Main Address
10602 Timberwood Circle Suite 13, Louisville, KY 40223-5367
Mailing Address
Phone number
(502) 671-0015
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WCM 2025 ANNUAL FORM ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts997
AUM (Assets Under Management)$ 243,191,689

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WINEBRENNER CAPITAL MANAGEMENT LLC

CRD#: 154708Louisville, KY 40223-5367

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