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Coral M. Roman-rosario

SIEBERT ADVISORNXT.
Nashville, TN 37203
Some features on this profile are disabled
CRD#: 7337589
CR

Professional summary

Coral M Roman-rosario is a registered financial advisor currently at SIEBERT ADVISORNXT, LLC. located in Nashville, Tennessee and MURIEL SIEBERT & CO., LLC located in New York, New York.

Coral is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Coral has worked at 4 firms and has passed the Series 66, Series 7TO, SIE, Series 9 and Series 10 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Business: Siebert AdvisorNxt Investment Related: Yes Location: Same location as Muriel Siebert, & Co., LLC Nature of business: Investment Advisory Firm Position, Title or Relationship: Dual employee. Investment Advisor Representative Approximate number of hours: Full time. Time split 50/50 between Muriel Siebert & Co., LLC and Siebert AdvisorNxt, LLC, subject to monthly change. Compensation at both entities paid by same parent company, Siebert Financial Corporation as both are under common ownership and control of parent company.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Coral M Roman-rosario's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 1, 2025 - Present

SIEBERT ADVISORNXT, LLC.

Office #1: 438 Houston St Suite 263, Nashville, TN 37203
RIA
CRD#: 288572
Nashville, TN
Current

September 26, 2025 - Present

MURIEL SIEBERT & CO., LLC

Office #1: 300 Vesey Street 5th Floor, New York, NY, 10282Office #2: 438 Houston Street Suite 263, Nashville, TN 37203
BD
CRD#: 5376
New York, NY
Past

October 3, 2022 - September 5, 2023

E*TRADE SECURITIES LLC

BD
CRD#: 29106
Temple Terrace, FL
Past

October 11, 2021 - May 28, 2025

MORGAN STANLEY

RIA
CRD#: 149777
Tampa, FL
Past

August 16, 2021 - May 28, 2025

MORGAN STANLEY

BD
CRD#: 149777
Tampa, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SIEBERT ADVISORNXT, LLC.
SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.

CRD#: 288572 / SEC#: 801-110718

RIA
Registered Investment Advisory firm - (7/11/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/26/2025)
RR
Tennessee
(9/26/2025)
IAR
Tennessee
(10/1/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/9/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/16/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/29/2021
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 9
Date: 3/30/2022
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/12/2022
General Securities Sales Supervisor - General Module Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
SIEBERT ADVISORNXT, LLC.
SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.

CRD#: 288572 / SEC#: 801-110718

RIA
Registered Investment Advisory firm - (7/11/2017 Approved)
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Contact information

Main Address
300 Vesey Street 5th Floor, New York, NY, 10282
Mailing Address
653 Collins Avenue, Miami Beach, FL 33139
Phone number
(800) 872-0444
Established
Firm type
Fiscal year end
# of Employees
31

SEC notice filing (42 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SIEBERT ADVISORNXT PART 2 BROCHURE MARCH 31, 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts786
AUM (Assets Under Management)$ 287,623,668

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SIEBERT ADVISORNXT, LLC.

CRD#: 288572Nashville, TN 37203

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