Arielle R. Tucker
MINDFUL WEALTH LLC
Uster,
Some features on this profile are disabled
CRD#: 7337538
Professional summary
Arielle Rich Tucker, CFP®, who also goes by Arielle Elise Rich, is a registered financial advisor currently at MINDFUL WEALTH LLC .
Arielle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Arielle has worked at 3 firms .
Question & Answer
Do you have an area of expertise or specialization?
AUM
Business Owners
Cash Flow/Budgets/Credit Issue...
Charitable Giving
College/Education Planning
Corporate Executives
Are you a "fiduciary"?
Yes
Aliases
Arielle Elise Rich
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Arielle Tucker writes, produces a podcast, creates video content for a website that encourages its readers to learn more about fundamental cross-border financial topics, with links to credible sources such as IRS.org. It does not provide investment, tax, legal or any personalized financial advice. This activity accounts for approximately 10% of their time. Arielle Tucker provides tax preparation & consulting work as an Enrolled Agent. This activity accounts for approximately 5% of time during trading hours. This can create a conflict of interest in that advisory clients may be solicited to purchase tax preparation services from Arielle Tucker in which she and/or Connected Financial Planning, LLC will receive additional compensation for such services (in addition to Mindful Wealth's financial planning and/or investment management fees). Clients are not obligated to utilize the tax preparation services of Arielle Tucker or Connected FP.
CRS (Client Relationship Summary) - RIA
Click below to view Arielle Rich Tucker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 31, 2024 - Present
MINDFUL WEALTH LLC
RIA
CRD#: 284177
Uster,
Past
October 28, 2022 - October 30, 2024
CONNECTED FINANCIAL PLANNING
RIA
CRD#: 323519
8610 USTER,
Past
March 11, 2021 - August 31, 2022
WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC.
RIA
CRD#: 108030
Starnberg,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(10/31/2024)
Exams
Current Firm
MW
MINDFUL WEALTH LLC
CONNECTED FINANCIAL PLANNING | MINDFUL WEALTH LLC
CRD#: 284177 / SEC#:
Illinois
Registered Investment Advisory firm - (12/31/2018 Terminated)Missouri
Registered Investment Advisory firm - (7/18/2016 Approved)Texas
Registered Investment Advisory firm - (8/11/2016 Conditional Restricted)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5431 Chippewa St, St. Louis, MO 63109
Mailing Address
Phone number
(314) 462-2004
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 120 |
| AUM (Assets Under Management) | $ 23,873,393 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
