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CL

Cole A. Lyon

Some features on this profile are disabled
CRD#: 7337450
CL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cole Alexander Lyon was a registered financial professional .

Cole is a previously registered financial professional and started their career in finance in 2021. Cole had worked at 3 firms and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 9, 2025 - November 25, 2025

CYPRESS WEALTH SERVICES, LLC

RIA
CRD#: 288992
Millcreek, UT
Past

August 27, 2021 - July 2, 2024

B.O.S.S. RETIREMENT ADVISORS, LLC

RIA
CRD#: 171143
South Jordan, UT
Past

March 2, 2021 - August 17, 2021

INCLINE INVESTMENT ADVISORS, LLC

RIA
CRD#: 293331
INCLINE VILLAGE, NV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CYPRESS WEALTH SERVICES, LLC
CYPRESS WEALTH SERVICES, LLC | THE CYPRESS GROUP

CRD#: 288992 / SEC#: 801-110836

RIA
Registered Investment Advisory firm - (7/17/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 2/6/2021
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 3
Date: 10/16/2020
National Commodity Futures Examination

Current Firm

CW
CYPRESS WEALTH SERVICES, LLC
CYPRESS WEALTH SERVICES, LLC | THE CYPRESS GROUP

CRD#: 288992 / SEC#: 801-110836

RIA
Registered Investment Advisory firm - (7/17/2017 Approved)
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Contact information

Main Address
74150 Country Club Drive, Palm Desert, CA 92260
Mailing Address
Phone number
(760) 834-7250
Established
Firm type
Fiscal year end
# of Employees
21

SEC notice filing (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CYPRESS DISCLOSURE BROCHURE (2/6/2026)

Regulatory assets under management

Total Number of Accounts2,215
AUM (Assets Under Management)$ 1,339,348,214

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CYPRESS WEALTH SERVICES, LLC

CRD#: 288992

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