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AW

Alexis V. Waddell

REVOLUT SECURITIES
New York, NY 10006
Some features on this profile are disabled
CRD#: 7337272
AW

Professional summary

Alexis Vincent Waddell, who also goes by Alexis Hayley VIncent, is a registered financial professional currently at REVOLUT SECURITIES INC. located in New York, New York.

Alexis is registered as a RR (Registered Representative) and started their career in finance in 2025. Alexis has worked at 2 firms and has passed the Series 27 exam.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Alexis Hayley Vincent

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alexis Vincent Waddell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 24, 2026 - Present

REVOLUT SECURITIES INC.

Office #1: 107 Greenwich Street 20th Floor, New York, NY 10006
BD
CRD#: 304600
New York, NY
Past

May 21, 2025 - February 9, 2026

SOFI SECURITIES LLC

BD
CRD#: 151717
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 27
Date: 5/21/2025
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RS
REVOLUT SECURITIES INC.
REVOLUT SECURITIES INC.

CRD#: 304600 / SEC#: , 8-70365

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
107 Greenwich Street 20th Floor, New York, NY 10006
Mailing Address
107 Greenwich Street 20th Floor, New York, NY 10006
Phone number
(917) 397-6533
Established
Delaware since 05/14/2019
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
REVOLUT HOLDINGS US INC.SHAREHOLDER
BUTLER, ASHLEY MONIQUECHIEF COMPLIANCE OFFICER6934097
CALLAHAN, JACK WILLIAM IIICHIEF EXECUTIVE OFFICER7388029
GEORGE, THOMAS KEITHFINOP, PFO, POO5378303

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REVOLUT SECURITIES INC.

CRD#: 304600New York, NY 10006

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